Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Andrew SpringateMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-15-2019
John Anthony Germinario Jr.Morgan StanleyThrivent Investment Management Inc.11-09-2018
Stacy Lynn FoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2017
Bowman Michael ThrasherMorgan StanleyPNC Investments06-22-2017
Phil Hanna, Jr., Brent SternMorgan StanleyUBS Financial Services Inc. Inc.$13005-01-2015
Emily Kathryn BigginsMorgan StanleyCetera Advisors LLC04-29-2015
Robert PhelpsMorgan StanleyUBS Financial Services Inc. Inc.$9010-17-2014
Robert Dale PhelpsMorgan StanleyUBS Financial Services Inc.$10010-17-2014
Mark Anthony SandbachMorgan StanleyJ.P. Morgan Securities LLC$15010-10-2014
Richard WilsonMorgan StanleyUBS Financial Services Inc. Inc.$11009-16-2014
Richard Harry WilsonMorgan StanleyUBS Financial Services Inc.$5009-16-2014
Bruce MillerMorgan StanleyWells Fargo Clearing Services, LLC$2507-17-2014
Joseph Stuart Mitchell III, Rob Charles SchenkenfelderMorgan StanleyUBS Financial Services Inc.05-02-2014
David Turner BarnettMorgan StanleyWells Fargo Clearing Services, LLC11-12-2013
Robert P. SchneiderMorgan StanleyUBS Financial Services Inc. Inc.$33410-18-2013
Robert Paul Schneider, Randa Paige Abner-PedenMorgan StanleyUBS Financial Services Inc.$15010-18-2013
Mary Kathryn LockwoodMorgan StanleyScottrade, Inc.05-14-2013
Christopher Allen HudsonMorgan StanleyUBS Financial Services Inc.$10005-04-2012
Ricky Martin CrabtreeMorgan StanleyPNC Investments$5010-15-2010
Michael Lawrence KnabelMorgan StanleyUBS Financial Services Inc.$5009-03-2010
Paul Brent SimmonsMorgan StanleyUBS Financial Services Inc.09-03-2010
Kenneth F. Herrington IIIMorgan StanleyUBS Financial Services Inc.$5004-16-2010
Clyde W. Pelton Jr.Morgan StanleyUBS Financial Services Inc.02-16-2010
Tracy L. KnoppMorgan StanleyUBS Financial Services Inc.$2508-26-2009
Lawrence Paul PusateriMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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