Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Alan SmithMorgan StanleyWorld Group Securities, Inc.08-24-2009
Tracy L. KnoppMorgan StanleyUBS Financial Services Inc.$25008-26-2009
Jacqueline Maupin ClayMorgan StanleyJ.P. Morgan Securities LLC$10008-28-2009
James King Miller Jr.Morgan StanleyJ.P. Morgan Securities LLC$50008-28-2009
Gene Ray RiceMorgan StanleyJ.P. Morgan Securities LLC08-28-2009
Jerry Wayne Tyler Jr.Morgan StanleyJ.P. Morgan Securities LLC08-28-2009
Clyde W. Pelton Jr.Morgan StanleyUBS Financial Services Inc.$10002-16-2010
Kenneth F. Herrington IIIMorgan StanleyUBS Financial Services Inc.$50004-16-2010
Paul Brent SimmonsMorgan StanleyUBS Financial Services Inc.$10009-03-2010
Michael Lawrence KnabelMorgan StanleyUBS Financial Services Inc.$50009-03-2010
Ricky Martin CrabtreeMorgan StanleyPNC Investments$50010-15-2010
Robert William WendlerMorgan StanleyFirst Horizon Advisors, Inc.11-12-2010
Jason Barton BeemMorgan StanleyUBS Financial Services Inc.$10012-07-2011
William A Nevius IIMorgan StanleyEdward Jones$50002-14-2012
Brandon Alan NealMorgan StanleyJ.P. Morgan Securities LLC02-17-2012
Christopher Allen HudsonMorgan StanleyUBS Financial Services Inc.$10005-04-2012
Mary Kathryn LockwoodMorgan StanleyScottrade, Inc.05-14-2013
Tyler Scott BaileyMorgan StanleyOneAmerica Securities, Inc.09-01-2013
Robert Paul SchneiderMorgan StanleyUBS Financial Services Inc.$15010-18-2013
Randa Paige Abner-PedenMorgan StanleyUBS Financial Services Inc.$25010-18-2013
David Turner BarnettMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10011-12-2013
Ashleigh Elizabeth KesterMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-07-2014
Joseph Stuart Mitchell IIIMorgan StanleyUBS Financial Services Inc.05-02-2014
Rob Charles SchenkenfelderMorgan StanleyUBS Financial Services Inc.05-02-2014
Michael Alan BinzMorgan StanleyAmeriprise Financial Services, Inc.06-12-2014
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.