Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph MoriartyPNC InvestmentsPruco Securities, LLC.12-11-2018
Jonathan Andrew DanielsPNC InvestmentsMetLife Securities Inc.01-25-2017
Jeffrey Nicholas HemsathPNC InvestmentsLegend Equities Corporation05-12-2015
John Benjamin OverfieldPNC InvestmentsWells Fargo Clearing Services, LLC04-01-2015
Oliver Andrew TullerPNC InvestmentsFidelity Brokerage Services LLC03-16-2015
Brant Thomas MayPNC InvestmentsLPL Financial LLC04-22-2014
Brian Michael KrausePNC InvestmentsJackson National Life Distributors LLC11-21-2013
Michael Roberts FlowersPNC InvestmentsChase Investment Services Corp.07-21-2011
Josh Jerome HenryPNC InvestmentsChase Investment Services Corp.08-19-2010
Clinton K. CarrierPNC InvestmentsChase Investment Services Corp.07-12-2010
John Thomas CooperPNC InvestmentsNatcity Investments, Inc.11-13-2009
Walter Marcel TaylorPNC InvestmentsNatcity Investments, Inc.11-13-2009
Renee Ray RobinsonPNC InvestmentsNatcity Investments, Inc.11-13-2009
David Dean VeryPNC InvestmentsNatcity Investments, Inc.11-13-2009
Daniel Lee McGowanPNC InvestmentsNatcity Investments, Inc.11-13-2009
David Jerome Herrman Jr.PNC InvestmentsNatcity Investments, Inc.11-13-2009
Nicholas G PanaroPNC InvestmentsNatcity Investments, Inc.11-13-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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