Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory W. MiddletonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-02-2019
Austin Jordan HillRaymond James & Associates, Inc.Nationwide Investment Services Corporation06-25-2019
Daniel Erwin JacusRaymond James & Associates, Inc.J.P. Morgan Securities LLC01-30-2019
James Robert TrimpeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$80001-05-2018
Tim Nicholas StoltRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-05-2018
Deonna Stargel ColvinRaymond James & Associates, Inc.Morgan Stanley$50012-04-2017
Heath Edward ScottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC07-13-2017
Susan Lynn ClarkRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10003-10-2017
Heather A. PooleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24103-03-2017
Patricia Botticelli BennettRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Patrick Lucas HancockRaymond James & Associates, Inc.LPL Financial LLC$10005-26-2016
Richard Orland Paris IIRaymond James & Associates, Inc.UBS Financial Services Inc.$50003-11-2016
George Albert RinderspacherRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-11-2015
Zachary Clayton KamberRaymond James & Associates, Inc.Morgan Stanley12-10-2015
James Earl Groves IIIRaymond James & Associates, Inc.Edward Jones$25011-02-2015
John Warren ShaverRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10011-03-2014
Jon Travis RiceRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10011-03-2014
William Richard Jones Jr.Raymond James & Associates, Inc.J.P. Morgan Securities LLC11-03-2014
Travis C. JaggersRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-23-2014
Robert Douglas WalshRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15010-22-2014
Patrick Rea YatesRaymond James & Associates, Inc.UBS Financial Services Inc.$10009-18-2014
Carole YatesRaymond James & Associates, Inc.UBS Financial Services Inc.09-18-2014
James William Shircliff IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC$50003-14-2014
Justin Blake BeaversRaymond James & Associates, Inc.Edward Jones05-20-2013
Paidemoyo Brian CharasikaRaymond James & Associates, Inc.Lanier Asset Management, LLC08-20-2012
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.