Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Platt CornettWells Fargo Clearing Services, LLCChase Investment Services Corp.10-14-2011
Norman Nicholas ZieglerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-17-2009
Nicholas J GrimmWells Fargo Clearing Services, LLCFifth Third Securities, Inc.08-04-2017
Rebecca Michelle FloydWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC07-16-2012
Robert Bosley Cregor Jr.Wells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC07-01-2011
Tom Earl Barnes Sr.Wells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15011-19-2010
Thomas Earl Barnes Jr.Wells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC11-19-2010
Zachary Mason GatesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-03-2014
Michael D. ReedWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-03-2014
Chad A. SiddonsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-22-2014
William Eli StraitWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-20-2014
Janice Lee Miller FlanaganWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-02-2009
Stokes Andrew BairdWells Fargo Clearing Services, LLCMorgan Stanley12-07-2018
Michael Alan BinzWells Fargo Clearing Services, LLCMorgan Stanley09-29-2017
Mary Diane S BellWells Fargo Clearing Services, LLCMorgan Stanley$10009-17-2010
Andrew MuncyWells Fargo Clearing Services, LLCPNC Investments04-17-2017
Phillip Rogers HayesWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.08-30-2012
Harry Milward Hadden IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-20-2012
Maxwell MischkulnigWells Fargo Clearing Services, LLCW&S Brokerage Services, Inc.05-16-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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