Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vernon Terrell Kalmbach Jr.LPL Financial LLCCetera Investment Advisers LLC$10005-13-2020
Jenifer GilchristLPL Financial LLCCetera Investment Advisers LLC$5005-13-2020
Sandra Lee WalshLPL Financial LLCCetera Investment Services LLC$5005-13-2020
Jane Marie MathewsLPL Financial LLCCetera Investment Services LLC$5005-13-2020
John Delaney FosterLPL Financial LLCCetera Investment Services LLC05-13-2020
Todd Sherman GautreauxLPL Financial LLCCetera Investment Services LLC05-13-2020
Michael Paul CostelloPackerland Brokerage Services, Inc.Avantax Investment Services, Inc.05-01-2020
Jody Paul FosterHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC04-08-2020
David RauHornor, Townsend & Kent, LLCLPL Financial LLC04-07-2020
Tyler H. SpenceWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-07-2020
Casey SchouestHornor, Townsend & Kent, LLCW&S Brokerage Services, Inc.04-06-2020
Jefferson Carl CampbellCetera Investment Services LLCProEquities, Inc.04-02-2020
Maria Sharon KyriakidesVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Peter A MarsSecurities America, Inc.Pruco Securities, LLC.03-23-2020
Kristina Deanne NelsonW&S Brokerage Services, Inc.J.P. Morgan Securities LLC03-19-2020
Gabrielle D. PhenixEdward JonesWells Fargo Clearing Services, LLC03-19-2020
Sara Rebekah MayeuxMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-19-2020
Charles Payne Fenner IIIWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-18-2020
David Lynn VangeffenAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$5003-13-2020
Fernando Martin Davila IIITD Ameritrade Investment Management, LLCEdward Jones03-12-2020
Jordan David TaylorGoss AdvisorsUBS Financial Services Inc.$5003-12-2020
Joshua Domagoi CarapinaJ.P. Morgan Securities LLCEdward Jones03-04-2020
Dustin Christopher BerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-02-2020
Robyn R. RichardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-02-2020
Eric Bruce KingH. Beck, Inc.Next Financial Group, Inc.$4402-28-2020
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Showing 1 to 25 of 1,546 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.