Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carolyn French, Byron ReyesProspera Financial ServicesUBS Financial Services$15008-28-2018
Shawn SabelhausProspera Financial ServicesEdward Jones$14008-28-2018
Thomas BellStifel Nicolaus & Co.UBS Financial Services$6907-19-2018
John Becker, Patrick Suffern, Brian Becker, Timothy McLanahanProspera Financial ServicesM Holdings Securities$84006-11-2018
Richard MitchenHD Vest Investment ServicesRaymond James$24002-28-2018
Leonard Alsfeld, Leo Barros, Chris McLaughlin, Jannie MarkeyRaymond JamesFBT Investments$24009-18-2017
W. Bowen McRae, Roger Sullivan, Kyle Hawthorne Raymond JamesWells Fargo Advisors$20009-05-2017
Roger Sullivan, Kyle HawthorneRaymond JamesWells Fargo Advisors$14507-21-2017
Dustin GrangerLPL FinancialWells Fargo Advisors$11703-23-2017
Travis GodleyProspera Financial ServicesUBS Financial Services$15302-09-2017
Jeffrey RobinLPL FinancialJPMorgan Chase & Co.$6012-15-2016
Scottie TraylorLPL FinancialRaymond James$8512-01-2016
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneLPL FinancialJPMorgan Chase & Co.$1,40010-27-2016
Joe CunninghamAmeriprise FinancialSagePoint Financial$7307-15-2016
Arthur Smith IILPL FinancialFirst Allied Securities$8006-22-2016
Ira Feld, David WeinsteinMorgan Stanley Wealth ManagementBank of America Merrill Lynch$67506-01-2016
Stephen Liles, Murl Vincent Jr., William ThompsonLPL FinancialTransamerica Financial Advisors$12804-21-2016
Hunter HartLPL FinancialEdward Jones$5503-31-2016
Clay Kearney, Roy SpinksLPL FinancialCapital One$43909-08-2015
Jonathan Schlackman, Alan Weintraub, Joshua ZamatWells Fargo AdvisorsMorgan Stanley Wealth Management$70008-26-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-09-2015
Charles Guilbault Wells Fargo AdvisorsBank of America Merrill Lynch$10007-02-2015
Chad David, S.J. 'Jimbo' Robertson Jr., Chelsea SmithBank of America Merrill LynchUBS Financial Services$35006-18-2015
Timothy Aubin, Robert BrownLPL FinancialJPMorgan Chase & Co.$20706-05-2015
Raymond Daigle, Jr., Robert Comeaux, Jr., Walter BondCommonwealth Financial NetworkLPL Financial$35005-29-2015
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Showing 1 to 25 of 45 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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