Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Statton FrankMorgan StanleyJ.P. Morgan Securities LLC07-29-2019
Donald Joseph SchmittHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
Anthony Thomas EatonHancock Whitney Investment Services Inc.MML Investors Services, Inc.07-08-2019
Shane GoffProspera Financial Services, Inc.Edward Jones$8707-03-2019
Michael Shane GoffProspera Financial Services, Inc.Edward Jones$10006-28-2019
Lee Henderson, George Hutter, Megan Giardina, Christine Shea, Patrick KunglRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37206-17-2019
Lee Siegal HendersonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-17-2019
George R. HutterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Jeffrey Scott HoltzclawHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC$106-13-2019
Andrew P. HallMutual Securities, Inc.Raymond James Financial Services, Inc.06-07-2019
Daniel Charles PriceMutual Securities, Inc.Raymond James Financial Services Advisors, Inc$5006-07-2019
Leo Gregory AbelMutual Securities, Inc.Raymond James Financial Services Advisors, Inc$14306-07-2019
Daniel R. CastorianoLPL Financial LLCEdward Jones06-05-2019
Thomas Jude Semmes HughsPruco Securities, LLC.Bankers Life Securities, Inc.$5005-28-2019
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
Joseph Bradley SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-09-2019
Laurie Lynn WilliamsonRaymond James Financial Services, Inc.Edward Jones$5005-02-2019
Michael E. ChastainPark Avenue Securities LLCMML Investors Services, LLC04-25-2019
Toby John LafontCWM, LLCLPL Financial LLC03-20-2019
John Hughes ScottHancock Whitney Investment Services Inc.Park Avenue Securities LLC03-13-2019
Willis Anthony LovellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$18103-11-2019
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker Ameriprise FinancialLPL Financial$63302-21-2019
Brian Joseph FlynnAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Lori Ann DeckerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
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Showing 1 to 25 of 1,136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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