Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q2 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Daniel R. Castoriano | LPL Financial LLC | Edward Jones | — | 06-05-2019 |
| Thomas Jude Semmes Hughs | Pruco Securities, LLC. | Bankers Life Securities, Inc. | $50 | 05-28-2019 |
| John Elwood Carroll | IFP Securities, LLC | LPL Financial LLC | $100 | 05-23-2019 |
| Joseph Bradley Smith | Wells Fargo Advisors Financial Network, LLC | Morgan Stanley | $50 | 05-09-2019 |
| Laurie Lynn Williamson | Raymond James Financial Services, Inc. | Edward Jones | $50 | 05-02-2019 |
| Michael E. Chastain | Park Avenue Securities LLC | MML Investors Services, LLC | — | 04-25-2019 |
| Toby John Lafont | CWM, LLC | LPL Financial LLC | — | 03-20-2019 |
| John Hughes Scott | Hancock Whitney Investment Services Inc. | Park Avenue Securities LLC | — | 03-13-2019 |
| Willis Anthony Lovell | Raymond James & Associates, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $181 | 03-11-2019 |
| Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker | Ameriprise Financial | LPL Financial | $633 | 02-21-2019 |
| Brian Joseph Flynn | Ameriprise Financial Services, Inc. | LPL Financial LLC | $50 | 02-21-2019 |
| Lori Ann Decker | Ameriprise Financial Services, Inc. | LPL Financial LLC | — | 02-21-2019 |
| Samuel Joseph Marino Jr. | Ameriprise Financial Services, Inc. | LPL Financial LLC | $1 | 02-21-2019 |
| Dana Shawn Vutera | Cetera Advisors LLC | Questar Capital Corporation | $50 | 02-19-2019 |
| Morgan Manfre Murdock | Raymond James Financial Services, Inc. | Edward Jones | $1 | 02-11-2019 |
| Coyt Lamar Nicholson | Hancock Whitney Investment Services Inc. | Cetera Investment Services LLC | $1 | 02-08-2019 |
| Micah Lee Hanson | LPL Financial LLC | Investment Professionals, Inc. | $23 | 01-14-2019 |
| Michael David Thiery | J.P. Morgan Securities LLC | LPL Financial LLC | — | 01-03-2019 |
| Michael Alphen Hebert | Pruco Securities, LLC. | W&S Brokerage Services, Inc. | $50 | 12-26-2018 |
| Sharon Ann Mclean | Raymond James & Associates, Inc. | LPL Financial LLC | — | 12-21-2018 |
| Kevin Michael Phillips | Raymond James & Associates, Inc. | Securian Financial Services, Inc. | — | 12-20-2018 |
| Nicholas O'Connor Martin | Raymond James Financial Services, Inc. | Edward Jones | $1 | 12-14-2018 |
| William John Hrapmann Jr. | LPL Financial LLC | Cetera Advisor Networks LLC | — | 12-12-2018 |
| Jason Timothy Reeves | MML Investors Services, LLC | VALIC Financial Advisors, Inc. | — | 12-03-2018 |
| Lloyd George Etheredge Jr. | Fortune Financial Services, Inc. | Lincoln Financial Securities Corporation | $1 | 12-03-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.
