Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Woolford SwayzeCetera Investment Advisers LLCMorgan Stanley10-08-2020
Scott Edward GuidryAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-25-2020
Robert Lester Picou IIIAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-17-2020
Stephanie Veronica ChamblissPFS Investments Inc.Equitable Advisors, LLC09-04-2020
Vance Eugene LanierLPL Financial LLCRaymond James Financial Services, Inc.$1809-01-2020
Todd Sherman GautreauxHarger and Company, Inc.LPL Financial LLC09-01-2020
Barret L KolleGoss AdvisorsNorthwestern Mutual Investment Services, LLC09-01-2020
Lisa Bruzeau AldreteGoldman Sachs & Co.Cetera Advisor Networks LLC08-31-2020
Theodore John LongoSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2020
Steven Michael LongoSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2020
Chris F CollinsSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-20-2020
Daniel Lennox Gabourel JrW&S Brokerage Services, Inc.The O.N. Equity Sales Company08-14-2020
Jarriet Burnell BluittPrivate Client Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2020
Mauri Alan TurnerSecurities America, Inc.LPL Financial LLC$2507-27-2020
Eilesia Kepper DixonLPL Financial LLCWells Fargo Clearing Services, LLC$2507-24-2020
Christopher John HitzmanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-22-2020
Cory Marion FaucheuxPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-22-2020
Jayne Williams GoertzPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-20-2020
James Carlos ParrieTruWealth Advisors, LLCAmeriprise Financial Services, LLC$15007-17-2020
Charles Lee SimmonsTruWealth Advisors, LLCAmeriprise Financial Services, LLC$10007-17-2020
Carl Darian BurnamTruWealth Advisors, LLCAmeriprise Financial Services, LLC$1007-17-2020
Ramon Frank CestaTruWealth Advisors, LLCAmeriprise Financial Services, LLC07-17-2020
Erin Lynn VasseurTruWealth Advisors, LLCAmeriprise Financial Services, LLC07-17-2020
David P Mire JrTruWealth Advisors, LLCAmeriprise Financial Services, LLC07-17-2020
William Travis Maisano SrTruWealth Advisors, LLCAmeriprise Financial Services, LLC07-17-2020
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Showing 1 to 25 of 1,020 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.