Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (current quarter)

Recruiting Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	11
3. LPL Financial	6
4. Ameriprise Financial	5
5. UBS Financial Services	5

Recruiting Losses

Firm	Total Moves
1. Wells Fargo Advisors	22
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	7
4. Ameriprise Financial	5
5. LPL Financial	5

Net Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	8
3. Janney Montgomery Scott	4
4. Kingsview Asset Management	3
5. Robert W. Baird & Co.	3

Net Losses

Firm	Total Moves
1. Wells Fargo Advisors	19
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	6
4. Hilliard Lyons	2
5. Bank of America Merrill Lynch	2

Latest moves

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Adviser(s)	Firm joining	Firm leaving	AUM ($M)	Date
Willis Andy Lovell	Raymond James	Merrill Lynch	$177	04-15-2019
Jeffrey Draughon, Joseph Bollinger Jr., Michael Upton, Samuel Marino Jr., Brian Flynn, Stanley Bollinger, Crissy Shirley, John Lenahan and Lori Decker	Ameriprise Financial	LPL Financial	$633	03-04-2019
Carolyn French, Byron Reyes	Prospera Financial Services	UBS Financial Services	$150	08-28-2018
Shawn Sabelhaus	Prospera Financial Services	Edward Jones	$140	08-28-2018
Thomas Bell	Stifel Nicolaus & Co.	UBS Financial Services	$69	07-19-2018
John Becker, Patrick Suffern, Brian Becker, Timothy McLanahan	Prospera Financial Services	M Holdings Securities	$840	06-11-2018
Richard Mitchen	HD Vest Investment Services	Raymond James	$240	02-28-2018
Leonard Alsfeld, Leo Barros, Chris McLaughlin, Jannie Markey	Raymond James	FBT Investments	$240	09-18-2017
W. Bowen McRae, Roger Sullivan, Kyle Hawthorne	Raymond James	Wells Fargo Advisors	$200	09-05-2017
Roger Sullivan, Kyle Hawthorne	Raymond James	Wells Fargo Advisors	$145	07-21-2017
Dustin Granger	LPL Financial	Wells Fargo Advisors	$117	03-23-2017
Travis Godley	Prospera Financial Services	UBS Financial Services	$153	02-09-2017
Jeffrey Robin	LPL Financial	JPMorgan Chase & Co.	$60	12-15-2016
Scottie Traylor	LPL Financial	Raymond James	$85	12-01-2016
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian Wynne	LPL Financial	JPMorgan Chase & Co.	$1,400	10-27-2016
Joe Cunningham	Ameriprise Financial	SagePoint Financial	$73	07-15-2016
Arthur Smith II	LPL Financial	First Allied Securities	$80	06-22-2016
Ira Feld, David Weinstein	Morgan Stanley Wealth Management	Bank of America Merrill Lynch	$675	06-01-2016
Stephen Liles, Murl Vincent Jr., William Thompson	LPL Financial	Transamerica Financial Advisors	$128	04-21-2016
Hunter Hart	LPL Financial	Edward Jones	$55	03-31-2016
Clay Kearney, Roy Spinks	LPL Financial	Capital One	$439	09-08-2015
Jonathan Schlackman, Alan Weintraub, Joshua Zamat	Wells Fargo Advisors	Morgan Stanley Wealth Management	$700	08-26-2015
Scott Bordelon, Larry Lock, Steven Hollis	Securities America	LPL Financial	$800	07-09-2015
Charles Guilbault	Wells Fargo Advisors	Bank of America Merrill Lynch	$100	07-02-2015
Chad David, S.J. 'Jimbo' Robertson Jr., Chelsea Smith	Bank of America Merrill Lynch	UBS Financial Services	$350	06-18-2015

Showing 1 to 25 of 47 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.