Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David WinsteinChase Investment Services Corp.MetLife Securities Inc.12-04-2009
Aaron F YohnLPL Financial LLCEdward Jones02-15-2013
Adam Perry GreeneCapital One Advisors, LLCHancock Whitney Investment Services Inc.06-09-2016
Adam Perry GreeneHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC02-11-2014
Adam Scott LevanwayAllstate Financial Services, LLCState Farm VP Management Corp.02-10-2017
Ajay H MurthyWells Fargo Clearing Services, LLCMorgan Stanley$14305-14-2015
Alan Ray Tipton Jr.LPL Financial LLCMorgan Keegan & Company, Inc.$5007-10-2009
Alan Scott MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$6806-15-2018
Albert Frederick Peterson IIIPruco Securities, LLC.MetLife Securities Inc.11-19-2013
Alden Gerard HagardornLevel Four Advisory ServicesAmeriprise Financial Services, Inc.11-15-2016
Alden Gerard HagardornAmeriprise Financial Services, Inc.Edward Jones09-03-2010
Alexander Thomas GossLPL Financial LLCWells Fargo Advisors Financial Network, LLC$15006-20-2014
Alida Claire VillienSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$15003-06-2014
Allen Rowe Jr.LPL Financial LLCCitigroup Global Markets Inc.$105-15-2009
Allen Catalanotto, Scott E. Foreman, Mo ProvostyBenjamin F. Edwards & Co.Wells Fargo Advisors03-25-2013
Allen Joel IstreEdward JonesLPL Financial LLC02-12-2016
Allen Joel IstreLPL Financial LLCEdward Jones11-26-2012
Allen Paul Berard Jr.Hancock Whitney Investment Services Inc.Edward Jones01-03-2017
Alvaro Steven PaizJ.P. Morgan Securities LLCAXA Advisors, LLC10-27-2014
Alvaro Steven PaizAXA Advisors, LLCSagePoint Financial, Inc.08-02-2013
Amanda Unkel SarvauntChase Investment Services Corp.PFS Investments Inc.12-13-2010
Amber Leigh MartinWells Fargo Clearing Services, LLCMoney Concepts Capital Corp11-01-2018
Amy Elizabeth HayesRaymond James Financial Services, Inc.Morgan Stanley$105-10-2016
Amy Lynn HammockLPL Financial LLCNational Planning Corporation11-29-2017
Amy Lynn HammockMorgan StanleyAmeritas Investment Corp.01-14-2014
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Showing 1 to 25 of 1,131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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