Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David WinsteinChase Investment Services Corp.MetLife Securities Inc.12-04-2009
Aaron F YohnLPL Financial LLCEdward Jones02-15-2013
Abby L. DueittMML Investors Services, LLCEdward Jones12-18-2018
Adam F. HewittJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2018
Adam Perry GreeneCapital One Investing, LLCHancock Whitney Investment Services Inc.06-09-2016
Adam Perry GreeneHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC02-11-2014
Adam S. LevanwayAllstate Financial Services, LLCState Farm VP Management Corp.02-10-2017
Ajay H MurthyWells Fargo Clearing Services, LLCMorgan Stanley$2505-14-2015
Alan Joseph Bender Jr.Avantax Investment Services, Inc.Cambridge Investment Research, Inc.02-04-2020
Alan Louis BrockhausWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC06-15-2015
Alan Ray Tipton Jr.LPL Financial LLCMorgan Keegan & Company, Inc.07-10-2009
Alan Scott MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$6806-15-2018
Alana A. SealsAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2013
Albert Frederick Peterson IIIPruco Securities, LLC.MetLife Securities Inc.11-19-2013
Albert Maurice Omar JudsonAllstate Financial Services, LLCEdward Jones12-02-2019
Albert Truman Vanveckhoven IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Alden Gerard HagardornLevel Four Advisory ServicesAmeriprise Financial Services, LLC$2511-15-2016
Alden Gerard HagardornAmeriprise Financial Services, LLCEdward Jones$1009-03-2010
Alexander Bruce HarcusMontz Harcus Wealth ManagementAmeritas Investment Company, LLC05-17-2019
Alexander T. GossLPL Financial LLCWells Fargo Advisors Financial Network, LLC06-20-2014
Alexandra A HassellHassell Wealth ManagementLPL Financial LLC10-15-2018
Alfred Dominic Lopez Jr.LPL Financial LLCNext Financial Group, Inc.06-02-2014
Alfred E. CookJ.P. Morgan Securities LLCEdward Jones11-28-2017
Alfredo J. MartinezLPL Financial LLCCharles Schwab & Co., Inc.$5004-01-2019
Alicia Mae CourvilleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5006-18-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.