Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kent Lee WiseCambridge Investment Research, Inc.Next Financial Group, Inc.01-02-2020
Julian P. BourgeoisLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-11-2019
John Henry StearnsAmeriprise Financial Services, Inc.Summit Financial Group Inc12-04-2019
James Christopher MylettNYLIFE Securities LLCJ.P. Morgan Securities LLC12-03-2019
Pamela Shepherd BrobstMWA Financial Services Inc.SagePoint Financial, Inc.11-26-2019
Travis Patrick ShepherdRetirement Wealth Advisors, Inc.SHEPHERD'S ADVISORY GROUP, LLC11-22-2019
Joe David Gentry Jr.Ameriprise Financial Services, Inc.Edward Jones11-22-2019
Walter Michel AndersonStratos Wealth Partners, LtdMorgan Stanley11-21-2019
Richard Allen Ceffalio Jr.LPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-15-2019
James H. Cox IVLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-15-2019
Xavier J. AngelRoyal Alliance Associates, Inc.MML Investors Services, LLC11-11-2019
Randall Bernard RichardsonFirst Heartland Capital, Inc.Cetera Advisors LLC11-04-2019
Cade Patrick BabineauxAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-01-2019
Cole Taylor FarrLPL Financial LLCFSC Securities Corporation10-31-2019
Tonnette RisingNorthwestern Mutual Investment Services, LLCMutual of America Life Insurance Company10-18-2019
Neal James HebertAmeritas Investment Corp.Pruco Securities, LLC.10-17-2019
Patrick CavanaughLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2019
Gregory Burton O'QuinLPL Financial LLCFSC Securities Corporation10-01-2019
Brooks Taylor HarrisLPL Financial LLCFSC Securities Corporation10-01-2019
Christopher F. SopranoLPL Financial LLCFSC Securities Corporation10-01-2019
Philip G. O'QuinLPL Financial LLCFSC Securities Corporation10-01-2019
Whitney W GrishamMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.10-01-2019
Ernest Mcdougall Burns JrBurns Wealth Advisors LLCAE Wealth Management, LLC09-26-2019
Christopher L. BurnsBurns Wealth Advisors LLCAE Wealth Management, LLC09-26-2019
Aundeah Joann KearneyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
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Showing 1 to 25 of 1,497 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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