Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Wayne SpencerAllstate Financial Services, LLCState Farm VP Management Corp.11-09-2016
Brian Dayries WynneGWM Advisors, LLCJ.P. Morgan Securities LLC11-07-2016
Chad A MillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2016
Will P RivereLPL Financial LLCSecurities America Advisors, Inc.11-04-2016
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneLPL FinancialJPMorgan Chase & Co.$1,40010-27-2016
Chad Daniel DufreneLPL Financial LLCJ.P. Morgan Securities LLC$5010-27-2016
Christopher Michael KennyLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
David Benton TurnageLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
John William RovettoGWM Advisors, LLCJ.P. Morgan Securities LLC10-27-2016
Tristram Sanborn MillardLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Walter Marcel GundlachLPL Financial LLCJ.P. Morgan Securities LLC$110-27-2016
Derrick O StrozierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2016
Douglas C TateBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$110-14-2016
Richard S DanielsonBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-14-2016
Jonathan BlountLPL Financial LLCEdward Jones10-13-2016
Nathan Dwayne RobertsAXA Advisors, LLCState Farm VP Management Corp.10-13-2016
Michele Nicole BrycelandGWFS Equities, Inc.Ceros Financial Services, Inc.10-12-2016
Michael Anthony BonfantiBonfanti Investment Services, LLCLPL Financial LLC10-10-2016
Robert Gilbert GossleeSignator Investors, Inc.MetLife Securities Inc.10-10-2016
James Howard Ponder Jr.Infinex Investments, Inc.Ameriprise Financial Services, Inc.$110-03-2016
Richard Alexander HebertParish Investment Advisors LLCInfinex Investments, Inc.09-30-2016
Shane Paul MayeuxJ.P. Morgan Securities LLCPruco Securities, LLC.09-28-2016
Andrew Robert SeaboughSWBC Investment Services, LLCHancock Whitney Investment Services Inc.09-26-2016
Chad Michael AucoinEdward JonesJ.P. Morgan Securities LLC$10009-01-2016
Donald Laskey NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-26-2016
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Showing 226 to 250 of 1,131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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