Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evangelist Jason KingLPL Financial LLCPruco Securities, LLC.$108-12-2016
Katherine Elizabeth CucciaForesters Financial Services, Inc.LPL Financial LLC08-10-2016
Dale Robert SandsAllstate Financial Services, LLCState Farm VP Management Corp.08-03-2016
Joseph Payne Cunningham Jr.Ameriprise Financial Services, Inc.SagePoint Financial, Inc.$2508-01-2016
Sayde Lahood SmithEdward JonesHancock Whitney Investment Services Inc.$2507-29-2016
James Bradley EwingGeneos Wealth Management, Inc.Lincoln Financial Advisors Corporation07-27-2016
Sean Carlton HoffpauirINVESTMENT PROFESSIONALS, INC.Wells Fargo Clearing Services, LLC07-22-2016
Jeffrey Robert PertuitLPL Financial LLCEdward Jones07-15-2016
Joe CunninghamAmeriprise FinancialSagePoint Financial$7307-15-2016
Todd Anthony VeillonClient One Securities LLCThe O.N. Equity Sales Company07-13-2016
Raeann Marie SarsfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Distributors, LLC07-08-2016
Sean Patrick LaughlinLPL Financial LLCCapital One Investing, LLC$15007-08-2016
William Hinton Andrews IIIRaymond James & Associates, Inc.Morgan Stanley07-07-2016
Brady J AymondMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-06-2016
Arthur Lee Smith IILPL Financial LLCFirst Allied Securities, Inc.$106-22-2016
Arthur Smith IILPL FinancialFirst Allied Securities$8006-22-2016
Brian Nick GuzzardoWells Fargo Clearing Services, LLCScottrade, Inc.06-21-2016
Mitchell Douglas France Sr.J.P. Morgan Securities LLCEdward Jones06-21-2016
Jared Vincent LabueHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC$2506-20-2016
Elizabeth Hatten HintonLPL Financial LLCRaymond James & Associates, Inc.06-15-2016
James Henry Smith IIIGWM Advisors, LLCRaymond James & Associates, Inc.06-15-2016
Mark Steven McneelyLPL Financial LLCRaymond James & Associates, Inc.$106-15-2016
Nicole Sause FawleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-15-2016
WALKER Frank FULCOGWM Advisors, LLCRFG Advisory, LLC06-15-2016
Adam Perry GreeneCapital One Advisors, LLCHancock Whitney Investment Services Inc.06-09-2016
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Showing 251 to 275 of 1,131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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