Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evangelist Jason KingLPL Financial LLCPruco Securities, LLC.$108-12-2016
Katherine Elizabeth CucciaForesters Financial Services, Inc.LPL Financial LLC08-10-2016
Dale Robert SandsAllstate Financial Services, LLCState Farm VP Management Corp.08-03-2016
Joseph Payne Cunningham Jr.Ameriprise Financial Services, Inc.SagePoint Financial, Inc.$2508-01-2016
Sayde Lahood SmithEdward JonesHancock Whitney Investment Services Inc.$2507-29-2016
James Bradley EwingGeneos Wealth Management, Inc.Lincoln Financial Advisors Corporation07-27-2016
Sean Carlton HoffpauirINVESTMENT PROFESSIONALS, INC.Wells Fargo Clearing Services, LLC07-22-2016
Jeffrey Robert PertuitLPL Financial LLCEdward Jones07-15-2016
Joe CunninghamAmeriprise FinancialSagePoint Financial$7307-15-2016
Todd Anthony VeillonClient One Securities LLCThe O.N. Equity Sales Company07-13-2016
Raeann Marie SarsfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Distributors, LLC07-08-2016
Sean Patrick LaughlinLPL Financial LLCCapital One Investing, LLC$15007-08-2016
William Hinton Andrews IIIRaymond James & Associates, Inc.Morgan Stanley07-07-2016
Brady J AymondMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-06-2016
Arthur Lee Smith IILPL Financial LLCFirst Allied Securities, Inc.$106-22-2016
Arthur Smith IILPL FinancialFirst Allied Securities$8006-22-2016
Brian Nick GuzzardoWells Fargo Clearing Services, LLCScottrade, Inc.06-21-2016
Mitchell Douglas France Sr.J.P. Morgan Securities LLCEdward Jones06-21-2016
Jared Vincent LabueHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC$2506-20-2016
Elizabeth Hatten HintonLPL Financial LLCRaymond James & Associates, Inc.06-15-2016
James Henry Smith IIIGWM Advisors, LLCRaymond James & Associates, Inc.06-15-2016
Mark Steven McneelyLPL Financial LLCRaymond James & Associates, Inc.$106-15-2016
Nicole Sause FawleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-15-2016
WALKER Frank FULCOGWM Advisors, LLCRFG Advisory, LLC06-15-2016
Adam Perry GreeneCapital One Advisors, LLCHancock Whitney Investment Services Inc.06-09-2016
« Previous PageNext Page »

Showing 251 to 275 of 1,131 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.