Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Don Henry Raymond Jr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.06-06-2016
Steven Curtis DardenLPL Financial LLCEdward Jones06-06-2016
Ira Feld, David WeinsteinMorgan Stanley Wealth ManagementBank of America Merrill Lynch$67506-01-2016
Patrick CavanaughMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.05-27-2016
Joyce Marie BeardLPL Financial LLCPurshe Kaplan Sterling Investments05-24-2016
Roy Francis LissarragueOneAmerica Securities, Inc.MetLife Securities Inc.05-20-2016
Brandon Michael FordMutual of America Securities LLCNYLIFE Securities LLC05-12-2016
Leo Jerome KernCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-12-2016
Amy Elizabeth HayesRaymond James Financial Services, Inc.Morgan Stanley$105-10-2016
Rodolfo Benjamin ZamoraINVEST Financial CorporationTransamerica Financial Advisors, Inc05-09-2016
Douglas Towers YoderFirst Command Financial Planning, Inc.First Allied Securities, Inc.05-04-2016
Kyle Raymond BeerbohmSecurities America, Inc.First Allied Securities, Inc.05-02-2016
Shirl Johnson DarceVoya Financial Advisors, Inc.NYLIFE Securities LLC04-26-2016
Frederic Kirby NewburgerBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$5004-22-2016
Frederick Scott StetsonWells Fargo Clearing Services, LLCEdward Jones04-22-2016
Stephen Kent LilesGWM Advisors, LLCTransamerica Financial Advisors, Inc04-21-2016
William Owen ThompsonGWM Advisors, LLCTransamerica Financial Advisors, Inc04-21-2016
Stephen Liles, Murl Vincent Jr., William ThompsonLPL FinancialTransamerica Financial Advisors$12804-21-2016
Jay Scott Calhoun IINYLIFE Securities LLCPFS Investments Inc.04-20-2016
John Benefield DesselleVoya Financial Advisors, Inc.Nationwide Investment Services Corporation04-15-2016
John Michael Domingo Jr.Ameritas Investment Corp.MetLife Securities Inc.04-15-2016
Nicholas Charles SapienzaEdward JonesEssex National Securities, LLC$15004-14-2016
Ryan Woolford SwayzeMorgan StanleyUBS Financial Services Inc.04-14-2016
Kevin VidrineAdvisor.InvestmentsLPL Financial LLC04-12-2016
Samantha A FrasierHancock Whitney Investment Services Inc.BB&T Investment Services, Inc.04-05-2016
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Showing 276 to 300 of 1,131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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