Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Frederick Hirling Jr.Cambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5004-01-2016
Hunter Steven HartLPL Financial LLCEdward Jones$2503-31-2016
Hunter HartLPL FinancialEdward Jones$5503-31-2016
Deborah Claire AnselmoCentaurus Financial, Inc.Securities America, Inc.03-23-2016
Don Gene Banks Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-23-2016
Marcus Jeffery LejeuneJ.P. Morgan Securities LLCEdward Jones$1003-22-2016
John Bradley WilsonJ.P. Morgan Securities LLCPruco Securities, LLC.03-21-2016
Frank Stephen MonzonPrincipal Securities, Inc.Mutual of America Securities LLC03-16-2016
Scott B SloanHancock Whitney Investment Services Inc.Essex National Securities, LLC03-14-2016
Daniel R Boudreaux Jr.Securities America, Inc.Park Avenue Securities LLC03-10-2016
Nicholas Joseph La Mothe Sr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.03-09-2016
Cody Lee BordelonRaymond James Financial Services, Inc.Hancock Whitney Investment Services Inc.03-08-2016
Michael David ThieryLPL Financial LLCJ.P. Morgan Securities LLC03-04-2016
Troy Michael TrahanAmeriprise Financial Services, Inc.Allstate Financial Services, LLC03-04-2016
Patrick Quinn HannieMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-03-2016
Hunter Charles MedlenPark Avenue Securities LLCSagePoint Financial, Inc.02-26-2016
Brandan Rose BellinaMetLife Securities Inc.SagePoint Financial, Inc.02-18-2016
Michael James DelauneAllstate Financial Services, LLCState Farm VP Management Corp.02-18-2016
Scott Anthony SchneiderNorthwestern Mutual Investment Services, LLCTIAA-CREF Individual & Institutional Services, LLC02-16-2016
Allen Joel IstreEdward JonesLPL Financial LLC02-12-2016
Chase Christopher KennerSummit Brokerage Services, Inc.Purshe Kaplan Sterling Investments$1,00002-12-2016
Diana Landry MatherneAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$5002-12-2016
Edward Hunter ColeStratos Wealth Partners, LtdCapital One Investing, LLC02-12-2016
Douglas A. LawrenceAmeriprise Financial Services, Inc.Hilltop Securities Independent Network Inc.$5002-05-2016
Tuan Minh Peter PhamWells Fargo Clearing Services, LLCScottrade, Inc.02-05-2016
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Showing 301 to 325 of 1,131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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