Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Franz SmithStratos Wealth Partners, LtdCapital One Investing, LLC01-26-2016
Paul Vincent SaltaformaggioLPL Financial LLCCapital One Investing, LLC$15001-26-2016
Judith Kathryn SavilleHD Vest Investment ServicesHighpoint Advisor Group, LLC01-21-2016
Paul Everling Pursley Jr.Stratos Wealth Partners, LtdCapital One Investing, LLC01-21-2016
Robert Benjamin LavilleLPL Financial LLCCapital One Investing, LLC12-22-2015
Maxwell Marc ZwainMorgan StanleyNYLIFE Securities LLC12-21-2015
Brett Matthew HainsLPL Financial LLCCapital One Investing, LLC12-15-2015
Jamie Lynn BabineauxLPL Financial LLCCapital One Investing, LLC12-15-2015
Sherri Lynne ReamesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-11-2015
Michael Lance MayeuxLPL Financial LLCCapital One Investing, LLC12-10-2015
Robert Gilbert GossleeMetLife Securities Inc.Securities America, Inc.12-04-2015
Brandon Joseph LeblancLPL Financial LLCCapital One Investing, LLC$1012-02-2015
Casey Lee Wayne RobersonLPL Financial LLCCapital One Investing, LLC12-02-2015
Ryan Rene GillLPL Financial LLCCapital One Investing, LLC12-02-2015
William Gale Stracener IIISummit Brokerage Services, Inc.Royal Alliance Associates, Inc.11-18-2015
Steven Wade FanguyLPL Financial LLCCapital One Investing, LLC11-17-2015
Troy Matthew ToupsLPL Financial LLCCapital One Investing, LLC11-17-2015
David Patrick NadeauMetLife Securities Inc.Cogent Advisory Group LLC11-16-2015
Megan B FrostAmeriprise Financial Services, Inc.LPL Financial LLC11-16-2015
Brady Edward WattsAllstate Financial Services, LLCHancock Whitney Investment Services Inc.11-12-2015
William Claiborne Perrilliat IIILPL Financial LLCCapital One Investing, LLC11-10-2015
JEAN PAUL LAGARDELevel Four Advisory ServicesLindus Advisors, Inc.10-30-2015
John Gray MannUBS Financial Services Inc.Raymond James & Associates, Inc.$5010-16-2015
Mark Edward ChachereCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2015
John D MyersFSC Securities CorporationEdward Jones$10010-13-2015
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Showing 326 to 350 of 1,131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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