Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neal Wallace Kaye Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10010-12-2015
Damien Brian EastMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2015
KENNETH GUS VINESSummit Financial Wealth AdvisorsFPL ASSET MANAGEMENT, LLC10-05-2015
Nicholas Creed TrappeySummit Financial Wealth AdvisorsFPL Asset Management, LLC10-05-2015
Benjamin Joseph BordenHancock Whitney Investment Services Inc.Essex National Securities, LLC10-01-2015
Cody Louis DelcambreLPL Financial LLCEssex Securities LLC10-01-2015
Mark Allan BannickWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-01-2015
Michael Phillip GurziSummit Brokerage Services, Inc.Royal Alliance Associates, Inc.$5009-30-2015
Jason Lee TiserRaymond James & Associates, Inc.J.P. Morgan Securities LLC$109-25-2015
Christopher S St GermainPurshe Kaplan Sterling InvestmentsLPL Financial LLC$4009-24-2015
Beau Allen WilliamsINVEST Financial CorporationAmeriprise Financial Services, Inc.09-23-2015
Joyce Marie BeardPurshe Kaplan Sterling InvestmentsMutual Securities, Inc.09-23-2015
Robert Daniel OcchiAllstate Financial Services, LLCState Farm VP Management Corp.09-18-2015
Clay Parker KearneyStratos Wealth Partners, LtdCapital One Investing, LLC09-15-2015
Nicole Dias BarbourJCN Financial & Tax Advisory Group, LLCAdvisory Services Network09-11-2015
Quan Tan HuynhAllstate Financial Services, LLCState Farm VP Management Corp.09-11-2015
Monika Roy CrossleyCambridge Investment Research, Inc.Park Avenue Securities LLC09-09-2015
Roy Golding Spinks Jr.LPL Financial LLCCapital One Investing, LLC09-08-2015
Clay Kearney, Roy SpinksLPL FinancialCapital One$43909-08-2015
Peter Michael SteffensRaymond James & Associates, Inc.J.P. Morgan Securities LLC$109-04-2015
Christopher Michael McconnellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-01-2015
John Thomas MontgomeryNida and Montgomery Wealth AdvisorsMorgan Stanley08-31-2015
Jonathan D NidaNida and Montgomery Wealth AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2015
Kaitlyn Mcinnis CarlsonUBS Financial Services Inc.Putnam Retail Management Limited Partnership08-31-2015
Jonathan Schlackman, Alan Weintraub, Joshua ZamatWells Fargo AdvisorsMorgan Stanley Wealth Management$70008-26-2015
« Previous PageNext Page »

Showing 351 to 375 of 1,131 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.