Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael David ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Michael Alphen HebertPruco Securities, LLC.W&S Brokerage Services, Inc.$5012-26-2018
Sharon Ann McleanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Kevin Michael PhillipsRaymond James & Associates, Inc.Securian Financial Services, Inc.12-20-2018
Nicholas O'Connor MartinRaymond James Financial Services, Inc.Edward Jones$112-14-2018
William John Hrapmann Jr.LPL Financial LLCCetera Advisor Networks LLC12-12-2018
Jason Timothy ReevesMML Investors Services, LLCVALIC Financial Advisors, Inc.12-03-2018
Lloyd George Etheredge Jr.Fortune Financial Services, Inc.Lincoln Financial Securities Corporation$112-03-2018
Benjamin Ryan JamesGWM Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Scott Linsday DeupreeGWM Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Stacy Hawkins HawkinsJ.P. Morgan Securities LLCCapital One Investing, LLC11-30-2018
Christopher Lee BoggsLPL Financial LLCFirst Allied Securities, Inc.$111-26-2018
Brent Madison LeighLPL Financial LLCFirst Allied Securities, Inc.11-23-2018
Bryce Allen UnckLPL Financial LLCFirst Allied Advisory Services, Inc.11-23-2018
Amber Leigh MartinWells Fargo Clearing Services, LLCMoney Concepts Capital Corp11-01-2018
Marc A ClarkLPL Financial LLCSecurities America, Inc.$5010-19-2018
Michael A BoagniWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
Nicholas Anthony FrancoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2018
John Thomas HassellHassell Wealth ManagementLPL Financial LLC10-15-2018
Christopher Beau VangeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Kyle Raymond BeerbohmNYLIFE Securities LLCSecurities America, Inc.$109-28-2018
Danny Dean AlldayProEquities, Inc.OneAmerica Securities, Inc.09-21-2018
Jarriet Burnell BluittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC09-10-2018
Aundeah Joann KearneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedGradcents, LLC08-28-2018
Michael J HuberProspera Financial Services, Inc.UBS Financial Services Inc.$5008-28-2018
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Showing 26 to 50 of 1,131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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