Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Stephen DuncanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-15-2018
Preston Joseph PerezRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$106-04-2018
Stephen J GreenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Shane Paul MayeuxPark Avenue Securities LLCJ.P. Morgan Securities LLC$5005-25-2018
Whitney W GrishamCUNA Brokerage Services, Inc.Capital One Investing, LLC05-17-2018
Joshua Edgardo TorresHancock Whitney Investment Services Inc.Capital One Investing, LLC05-03-2018
Risley Dale MoutonFortune Financial Services, Inc.Hornor, Townsend & Kent, LLC$5005-03-2018
David R RobertLPL Financial LLCPetersen Investments, Inc.$4605-01-2018
John Becker, Patrick Suffern, Brian Becker, Timothy McLanahanProspera Financial ServicesM Holdings Securities$84004-30-2018
Kenneth Alan WesselsFortune Financial Services, Inc.OneAmerica Securities, Inc.04-20-2018
Timothy Joel DahlbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments04-06-2018
Morell S. Crane IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-04-2018
Devin Leann LadnerWells Fargo Clearing Services, LLCHancock Whitney Investment Services Inc.04-02-2018
Donnas Edmond LandryNext Financial Group, Inc.Cetera Investment Services LLC$5004-02-2018
Wynston Douglas MackieMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-02-2018
James Frederick Shafferman IIIEdward JonesCapital One Investing, LLC$10003-29-2018
Jeffrey Scott LeavellLPL Financial LLCCapital One Investing, LLC03-22-2018
Stephen Michael DasteRaymond James & Associates, Inc.Ffc Capital Advisors, LLC$1,00003-21-2018
Derek Wesley HowardMorgan StanleyThe O.N. Equity Sales Company03-16-2018
Eric K HiteValMark Securities, Inc.Questar Capital Corporation02-28-2018
Michael P. Hussey Jr.ValMark Securities, Inc.Questar Capital Corporation02-28-2018
Richard MitchenHD Vest Investment ServicesRaymond James$24002-28-2018
Kenneth Lawrence AgeeSagePoint Financial, Inc.Questar Capital Corporation$102-20-2018
Christopher Chad SoileauCetera Investment Advisers LLCHancock Whitney Investment Services Inc.02-16-2018
James Selman Rollins Jr.Edward JonesWells Fargo Clearing Services, LLC01-26-2018
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Showing 76 to 100 of 1,134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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