Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ciji Prout McwilliamsLPL Financial LLCCapital One Securities, Inc.01-24-2018
Casey Michael ReedJ.P. Morgan Securities LLCCapital One Investing, LLC01-23-2018
Jeremy Alan ParkerRaymond James Financial Services, Inc.Infinex Investments, Inc.$15001-22-2018
Paul Ray MorrisHarbor Financial Services, LLCRaymond James Financial Services Advisors, Inc$2201-22-2018
Richard Edward MitchenHD Vest Investment ServicesRaymond James Financial Services, Inc.$101-18-2018
Thomas Anthony Breaux Sr.HD Vest Investment ServicesRaymond James Financial Services, Inc.$5001-18-2018
Tricia Keller MarchandHD Vest Investment ServicesRaymond James Financial Services, Inc.$101-18-2018
Maxwell Marc ZwainFreeGulliver, LLCMorgan Stanley01-09-2018
Raymond Albert Panquerne IIILevel Four Advisory ServicesCFG Advisors LLC01-09-2018
Robert Reynolds SteinfeldStratos Wealth Partners, LtdMML Investors Services, LLC12-20-2017
Joshua Benton PerelloRaymond James Financial Services, Inc.Edward Jones12-18-2017
Jeremy Scott ThigpenLPL Financial LLCEdward Jones$112-11-2017
Margaret Alsfeld KaulRaymond James & Associates, Inc.FBT Investments, Inc.12-04-2017
Amy Lynn HammockLPL Financial LLCNational Planning Corporation11-29-2017
David Frank NielsenLPL Financial LLCNational Planning Corporation$111-29-2017
Eugene M. SongyLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Nancy Karen NelsonLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Philip John ClesiLPL Financial LLCNational Planning Corporation11-29-2017
Robert Baucum AnglinLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Robert Joseph FolseLPL Financial LLCNational Planning Corporation11-29-2017
Kenneth Earl MckenzieJ.P. Morgan Securities LLCEdward Jones11-27-2017
Beau Allen WilliamsRoyal Alliance Associates, Inc.INVEST Financial Corporation11-20-2017
Carl Bradley CharpingRoyal Alliance Associates, Inc.INVEST Financial Corporation11-20-2017
Hunter Cole GreeneRoyal Alliance Associates, Inc.INVEST Financial Corporation11-20-2017
Stacey Janay CorbelloQuestar Capital CorporationCetera Investment Services LLC11-17-2017
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Showing 101 to 125 of 1,134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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