Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriel Paul JanusaFiduciary Partners, LLCHorter Investment Management, LLC10-30-2017
Parker Christian LapeyreMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-30-2017
Robert Matthew GillenAllstate Financial Services, LLCPark Avenue Securities LLC$110-25-2017
Joshua H McintireLPL Financial LLCProEquities, Inc.10-24-2017
Megan G. Feulner HauserAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$110-24-2017
Lonnie Scott MizellINVESTMENT PROFESSIONALS, INC.Edward Jones10-20-2017
Lewis Matthew YoungGWM Advisors, LLCSigma Financial Corporation10-02-2017
David Boatner LongNYLIFE Securities LLCJ.P. Morgan Securities LLC09-26-2017
Leonard Alsfeld, Leo Barros, Chris McLaughlin, Jannie MarkeyRaymond JamesFBT Investments$24009-18-2017
Mary Ellen VincentB. Riley Wealth ManagementMorgan Stanley09-08-2017
Michael John GlazerHancock Whitney Investment Services Inc.AXA Advisors, LLC09-06-2017
W. Bowen McRae, Roger Sullivan, Kyle Hawthorne Raymond JamesWells Fargo Advisors$20009-05-2017
Robert Michael Hebert Jr.J.P. Morgan Securities LLCSunTrust Investment Services, Inc.08-30-2017
Lorenzo Charles TreadwayPelican Wealth ManagementJ.P. Morgan Securities LLC08-28-2017
Nicholas Creed TrappeyPelican Wealth ManagementSummit Financial Wealth Advisors08-28-2017
Christopher Paul SmithSmith Securities LLCHancock Whitney Investment Services Inc.08-23-2017
Mark Edward ChachereAllstate Financial Services, LLCCetera Investment Services LLC08-18-2017
Sidney Joseph Dufresne Jr.Dorsey & Company, Inc.Signator Investors, Inc.08-15-2017
Brady J AymondHancock Whitney Investment Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2017
Clint Lee Harris Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2017
William Spencer StreetAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.08-09-2017
Christopher Michael MclaughlinRaymond James & Associates, Inc.FBT Investments, Inc.$5008-07-2017
Leonardo Ferreira De BarrosRaymond James & Associates, Inc.FBT Investments, Inc.$2508-07-2017
Lesley Paul HarleauxOneAmerica Securities, Inc.Quest Capital Strategies, Inc.08-04-2017
Edward Augustin OrgeronKovack Securities Inc.WFG Investments, Inc.08-01-2017
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Showing 126 to 150 of 1,134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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