Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rebecca LaicheRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00007-28-2017
Tyler Hundley SpenceWells Fargo Clearing Services, LLCEdward Jones07-27-2017
THOMAS JUDE SEMMES HUGHSMML Investors Services, LLCHornor, Townsend & Kent, LLC07-24-2017
Roger Sullivan, Kyle HawthorneRaymond JamesWells Fargo Advisors$14507-21-2017
Howard Gilford Johnson IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10007-21-2017
Kyle William HawthorneRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-21-2017
Roger William SullivanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10007-21-2017
Ben Roland GegenheimerMorgan StanleyCapital One Investing, LLC07-20-2017
Larry Jackson HairRoyal Alliance Associates, Inc.Edward Jones07-05-2017
Nicole Alt PalmerPalmer Wealth Management LLCLPL Financial LLC07-05-2017
BRENTSON SANFORD BOWLINLevel Four Advisory ServicesJ.P. Morgan Securities LLC07-03-2017
Mark Alan CulbertsonMorgan StanleyWorld Tree Financial, LLC06-29-2017
Mary Mccowen LeblancMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-29-2017
Thomas Allen EvansNYLIFE Securities LLCLPL Financial LLC06-28-2017
Ian Scott HarbinCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Eric Wilson MilnerRaintree Capital Management, LLCWoodbury Financial Services, Inc.06-22-2017
Howard Leon Rodgers IVLPL Financial LLCRaymond James & Associates, Inc.06-22-2017
Angela Louise DenhamMorgan StanleyLPL Financial LLC$5006-15-2017
Harlan Dickson HughesLPL Financial LLCCapital One Investing, LLC$25806-15-2017
Micah J LillichMorgan StanleyLPL Financial LLC06-15-2017
Katherine Elizabeth CucciaHancock Whitney Investment Services Inc.Foresters Financial Services, Inc.06-05-2017
David Elton SmithCambridge Investment Research, Inc.MML Investors Services, LLC06-02-2017
Ramsey Terry MarcelloThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC06-02-2017
Brandon Avery DuncanRoyal Alliance Associates, Inc.Raymond James & Associates, Inc.06-01-2017
Stephanie Barousse KellyGWM Advisors, LLCLPL Financial LLC05-31-2017
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Showing 151 to 175 of 1,131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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