Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ramsey Terry MarcelloThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC06-02-2017
Brandon Avery DuncanRoyal Alliance Associates, Inc.Raymond James & Associates, Inc.06-01-2017
Stephanie Barousse KellyGWM Advisors, LLCLPL Financial LLC05-31-2017
Michael Lamar LevyAllstate Financial Services, LLCStifel, Nicolaus & Company, Incorporated05-25-2017
Andrew Robert SeaboughHancock Whitney Investment Services Inc.SWBC Investment Services, LLC05-24-2017
Charles Raffus Duplechain IIHancock Whitney Investment Services Inc.Edward Jones05-23-2017
Bruce Andrew EisenSummit Brokerage Services, Inc.LPL Financial LLC$5005-11-2017
Philip Bernard Serio Jr.LPL Financial LLCWoodbury Financial Services, Inc.$5005-11-2017
Scot I BilleaudeauAmeriprise Financial Services, Inc.Securian Financial Services, Inc.05-05-2017
Nicole Dias BarbourCetera Advisors LLCStratos Wealth Partners, Ltd04-24-2017
Taylor Reid RossonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-19-2017
Douglas Wayne MoranEdward JonesScottrade, Inc.04-07-2017
Chad Clinton BoudreauMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-04-2017
Statton Klee FrankJ.P. Morgan Securities LLCIberia Capital Partners L.L.C.04-04-2017
Hunter Charles MedlenPruco Securities, LLC.Park Avenue Securities LLC03-29-2017
Danielle Elizabeth GrangerLPL Financial LLCWells Fargo Clearing Services, LLC03-23-2017
Dustin Roth GrangerLPL Financial LLCWells Fargo Clearing Services, LLC$10003-23-2017
Dustin GrangerLPL FinancialWells Fargo Advisors$11703-23-2017
Kathryn Sue WattsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15003-17-2017
Michael Alphen HebertW&S Brokerage Services, Inc.J.P. Morgan Securities LLC03-17-2017
David DirksPlum Street Advisors, LLCMBSC Securities Corporation03-10-2017
Brooks Taylor HarrisFSC Securities CorporationCommonwealth Financial Network03-07-2017
Michael James GavinFinancial Engines Advisors L.L.C.Scottrade, Inc.03-07-2017
Joseph Glorious ZinselOpen Source Investments, LLCFinancial Engines Advisors L.L.C.03-05-2017
Richard Nereaux Burtt IIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-02-2017
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Showing 176 to 200 of 1,134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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