Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Callegan1st Global Capital Corp.John Hancock Distributors LLC02-22-2017
Fred Alton Palmer IIIPalmer Wealth Management LLCLPL Financial LLC02-21-2017
Adam Scott LevanwayAllstate Financial Services, LLCState Farm VP Management Corp.02-10-2017
Travis GodleyProspera Financial ServicesUBS Financial Services$15302-09-2017
Desiree Rome KelleyRaymond James Financial Services, Inc.Capital Analysts$1001-26-2017
Don David ComeauxLPL Financial LLCState Farm VP Management Corp.$101-24-2017
Jakob Lynn DworaczykEdward JonesInfinex Investments, Inc.01-20-2017
Todd Joseph MelerineCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Robert Matthew GillenPark Avenue Securities LLCProEquities, Inc.01-13-2017
William Louis Nesbit Jr.Pruco Securities, LLC.W&S Brokerage Services, Inc.01-11-2017
Mia Angelette OwenJ.P. Morgan Securities LLCSecurian Financial Services, Inc.01-04-2017
Allen Paul Berard Jr.Hancock Whitney Investment Services Inc.Edward Jones01-03-2017
Kevin Robert ConleyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1001-03-2017
Floyd Thomas Bernard Jr.ProEquities, Inc.Institutional Securities Corporation$5012-16-2016
Stephen Joseph KernionEdward JonesStratos Wealth Partners, Ltd12-15-2016
Jeffrey RobinLPL FinancialJPMorgan Chase & Co.$6012-15-2016
Rebekah Dawn MoreinNorthwestern Mutual Investment Services, LLCLincoln Financial Advisors Corporation12-14-2016
Zachary Thomas GorresLPL Financial LLCMetLife Securities Inc.12-14-2016
Stephens Young McveaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2016
Jeremy Daniel CantuRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$112-06-2016
Scottie Greene TraylorLPL Financial LLCRaymond James Financial Services, Inc.$8612-01-2016
Scottie TraylorLPL FinancialRaymond James$8512-01-2016
Marc A ClarkSecurities America, Inc.Morgan Stanley11-23-2016
Miranda Rachelle ScogginAllstate Financial Services, LLCState Farm VP Management Corp.11-22-2016
Lisa Kaye TrahanEdward JonesHancock Whitney Investment Services Inc.$5011-18-2016
« Previous PageNext Page »

Showing 201 to 225 of 1,134 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.