Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Callegan1st Global Capital Corp.John Hancock Distributors LLC02-22-2017
Fred Alton Palmer IIIPalmer Wealth Management LLCLPL Financial LLC02-21-2017
Adam Scott LevanwayAllstate Financial Services, LLCState Farm VP Management Corp.02-10-2017
Travis GodleyProspera Financial ServicesUBS Financial Services$15302-09-2017
Desiree Rome KelleyRaymond James Financial Services, Inc.Capital Analysts$1001-26-2017
Don David ComeauxLPL Financial LLCState Farm VP Management Corp.$101-24-2017
Jakob Lynn DworaczykEdward JonesInfinex Investments, Inc.01-20-2017
Todd Joseph MelerineCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Robert Matthew GillenPark Avenue Securities LLCProEquities, Inc.01-13-2017
William Louis Nesbit Jr.Pruco Securities, LLC.W&S Brokerage Services, Inc.01-11-2017
Mia Angelette OwenJ.P. Morgan Securities LLCSecurian Financial Services, Inc.01-04-2017
Allen Paul Berard Jr.Hancock Whitney Investment Services Inc.Edward Jones01-03-2017
Kevin Robert ConleyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1001-03-2017
Floyd Thomas Bernard Jr.ProEquities, Inc.Institutional Securities Corporation$5012-16-2016
Stephen Joseph KernionEdward JonesStratos Wealth Partners, Ltd12-15-2016
Jeffrey RobinLPL FinancialJPMorgan Chase & Co.$6012-15-2016
Rebekah Dawn MoreinNorthwestern Mutual Investment Services, LLCLincoln Financial Advisors Corporation12-14-2016
Zachary Thomas GorresLPL Financial LLCMetLife Securities Inc.12-14-2016
Stephens Young McveaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2016
Jeremy Daniel CantuRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$112-06-2016
Scottie Greene TraylorLPL Financial LLCRaymond James Financial Services, Inc.$8612-01-2016
Scottie TraylorLPL FinancialRaymond James$8512-01-2016
Marc A ClarkSecurities America, Inc.Morgan Stanley11-23-2016
Miranda Rachelle ScogginAllstate Financial Services, LLCState Farm VP Management Corp.11-22-2016
Lisa Kaye TrahanEdward JonesHancock Whitney Investment Services Inc.$5011-18-2016
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Showing 201 to 225 of 1,134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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