Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wynston Douglas MackieMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-02-2018
Michael John GlazerHancock Whitney Investment Services Inc.AXA Advisors, LLC09-06-2017
Emily Flanders YonkerJ.P. Morgan Securities LLCAXA Advisors, LLC05-01-2015
Robert Eugene BruneMetLife Securities Inc.AXA Advisors, LLC01-23-2015
Alvaro Steven PaizJ.P. Morgan Securities LLCAXA Advisors, LLC10-27-2014
Merrill Lee GallionAmeriprise Financial Services, Inc.AXA Advisors, LLC08-29-2014
Nana H RuslingPruco Securities, LLC.AXA Advisors, LLC12-09-2013
William J Vizzini Jr.Parkland Securities, LLCAXA Advisors, LLC11-21-2012
Russell Anderson ObeePruco Securities, LLC.AXA Advisors, LLC$1003-29-2012
Darrell Paul OursoLPL Financial LLCAXA Advisors, LLC04-16-2009

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.