Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Jay JacobsonAdvisor Resource CouncilAmeriprise Financial Services, LLC10-16-2019
Erin Lynn VasseurAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC05-05-2017
Jeremy Daniel CantuRaymond James & Associates, Inc.Ameriprise Financial Services, LLC12-06-2016
Sheri Renee WilsonAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC10-03-2016
Megan B FrostJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC08-19-2016
Don H Raymond Jr.J.P. Morgan Securities LLCAmeriprise Financial Services, LLC06-06-2016
Nicholas Joseph La Mothe Sr.J.P. Morgan Securities LLCAmeriprise Financial Services, LLC03-09-2016
Mark Allan BannickWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC10-01-2015
Beau Allen WilliamsINVEST Financial CorporationAmeriprise Financial Services, LLC09-23-2015
Paige Leigh St. MartinRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC06-05-2014
Charles VailMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC04-23-2014
Jonathan Lawrence HurdHancock Whitney Investment Services Inc.Ameriprise Financial Services, LLC10-21-2013
Christina Gradney JohnsonRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC01-02-2013
Anastasia Lynette StanleyRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-15-2011
Walter Raymond Hays Jr.LPL Financial LLCAmeriprise Financial Services, LLC07-31-2009
Michael George BreardLPL Financial LLCAmeriprise Financial Services, LLC07-31-2009
Jeffrey Daniel MearesLPL Financial LLCAmeriprise Financial Services, LLC07-31-2009
Kamran MahmoodChase Investment Services Corp.Ameriprise Financial Services, LLC04-20-2009
Christopher John HitzmanTruWealth Advisors, LLCAmeriprise Financial Services, LLC07-20-2020
Cory Marion FaucheuxTruWealth Advisors, LLCAmeriprise Financial Services, LLC07-20-2020
Jennifer Leigh BraceyAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$102-15-2017
Kevin Robert ConleyCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$1001-03-2017
James Howard Ponder Jr.Infinex Investments, Inc.Ameriprise Financial Services, LLC$1010-03-2016
Michael Anthony BonfantiLPL Financial LLCAmeriprise Financial Services, LLC$1010-08-2009
Micah L. HansonLPL Financial LLCAmeriprise Financial Services, LLC$2301-14-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.