Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacy Hawkins HawkinsJ.P. Morgan Securities LLCCapital One Investing, LLC11-30-2018
Jarriet Burnell BluittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC09-10-2018
Whitney W GrishamCUNA Brokerage Services, Inc.Capital One Investing, LLC05-17-2018
Joshua Edgardo TorresHancock Whitney Investment Services Inc.Capital One Investing, LLC05-03-2018
James Frederick Shafferman IIIEdward JonesCapital One Investing, LLC$10003-29-2018
Jeffrey Scott LeavellLPL Financial LLCCapital One Investing, LLC03-22-2018
Casey Michael ReedJ.P. Morgan Securities LLCCapital One Investing, LLC01-23-2018
Ben Roland GegenheimerMorgan StanleyCapital One Investing, LLC07-20-2017
Harlan Dickson HughesLPL Financial LLCCapital One Investing, LLC$25806-15-2017
Sean Patrick LaughlinLPL Financial LLCCapital One Investing, LLC$15007-08-2016
Edward Hunter ColeStratos Wealth Partners, LtdCapital One Investing, LLC02-12-2016
Jonathan Franz SmithStratos Wealth Partners, LtdCapital One Investing, LLC01-26-2016
Paul Vincent SaltaformaggioLPL Financial LLCCapital One Investing, LLC$15001-26-2016
Paul Everling Pursley Jr.Stratos Wealth Partners, LtdCapital One Investing, LLC01-21-2016
Robert Benjamin LavilleLPL Financial LLCCapital One Investing, LLC12-22-2015
Brett Matthew HainsLPL Financial LLCCapital One Investing, LLC12-15-2015
Jamie Lynn BabineauxLPL Financial LLCCapital One Investing, LLC12-15-2015
Michael Lance MayeuxLPL Financial LLCCapital One Investing, LLC12-10-2015
Brandon Joseph LeblancLPL Financial LLCCapital One Investing, LLC$1012-02-2015
Casey Lee Wayne RobersonLPL Financial LLCCapital One Investing, LLC12-02-2015
Ryan Rene GillLPL Financial LLCCapital One Investing, LLC12-02-2015
Steven Wade FanguyLPL Financial LLCCapital One Investing, LLC11-17-2015
Troy Matthew ToupsLPL Financial LLCCapital One Investing, LLC11-17-2015
William Claiborne Perrilliat IIILPL Financial LLCCapital One Investing, LLC11-10-2015
Clay Parker KearneyStratos Wealth Partners, LtdCapital One Investing, LLC09-15-2015
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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