Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacy Hawkins HooverJ.P. Morgan Securities LLCCapital One Investing, LLC11-30-2018
Jeremy David JonesJ.P. Morgan Securities LLCCapital One Investing, LLC10-18-2018
Jarriet Burnell BluittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC09-10-2018
David Arthur Monk IIAllstate Financial Services, LLCCapital One Investing, LLC08-23-2018
Jason S. LaneauxMadison Avenue Securities, LLCCapital One Investing, LLC07-16-2018
Whitney W GrishamCUNA Brokerage Services, Inc.Capital One Investing, LLC05-17-2018
Gregory Allan CorsoCetera Investment Services LLCCapital One Investing, LLC05-08-2018
William J. DunbarJ.P. Morgan Securities LLCCapital One Investing, LLC05-03-2018
Joshua Edgardo TorresHancock Whitney Investment Services Inc.Capital One Investing, LLC05-03-2018
Andrew Stuart NewmanHancock Whitney Investment Services Inc.Capital One Investing, LLC05-02-2018
Mollie Becker TaylorCommonwealth Financial NetworkCapital One Investing, LLC04-30-2018
Justin Ryan LedbetterJ.P. Morgan Securities LLCCapital One Investing, LLC04-13-2018
Charles AubertJ.P. Morgan Securities LLCCapital One Investing, LLC04-13-2018
Jeffrey Scott LeavellLPL Financial LLCCapital One Investing, LLC03-22-2018
Matthew JohnsonLPL Financial LLCCapital One Investing, LLC03-22-2018
Preston Charles ChristianHancock Whitney Investment Services Inc.Capital One Investing, LLC03-15-2018
Christopher John RossInfinex Investments, Inc.Capital One Investing, LLC03-12-2018
Pamela Berry MooreAmeriprise Financial Services, LLCCapital One Investing, LLC01-29-2018
Casey Michael ReedJ.P. Morgan Securities LLCCapital One Investing, LLC01-23-2018
James Frederick Shafferman IIIEdward JonesCapital One Investing, LLC$10003-29-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.