Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dany Levan Martin Jr.LPL Financial LLCCapital One Investment Services LLC01-02-2015
Stephen Brian CarneyLPL Financial LLCCapital One Investment Services LLC01-02-2015
Drew JohnsonRaymond James Financial Services, Inc.Capital One Investment Services LLC06-27-2014
Dustin Joseph RodgersLPL Financial LLCCapital One Investment Services LLC$2506-26-2014
Jed Gunner BlackburnLPL Financial LLCCapital One Investment Services LLC$1,00006-26-2014
Andrew Ellender StallStratos Wealth Partners, LtdCapital One Investment Services LLC05-30-2014
Scott Robert L'HosteLPL Financial LLCCapital One Investment Services LLC05-30-2014
Margaret Egan BenjaminLPL Financial LLCCapital One Investment Services LLC$2505-29-2014
James Francis DubnanskyLPL Financial LLCCapital One Investment Services LLC11-29-2013
Janic Cesar HoyuelaEdward JonesCapital One Investment Services LLC02-11-2013
George John Lampard IIIMorgan StanleyCapital One Investment Services LLC$2505-04-2012
Brian Christopher SheelyCetera Advisors LLCCapital One Investment Services LLC01-18-2012
Jacob Timothy IVHancock Whitney Investment Services Inc.Capital One Investment Services LLC03-07-2011
William Logan HardieLPL Financial LLCCapital One Investment Services LLC$5008-31-2010
Dodi Lynn VicknairLPL Financial LLCCapital One Investment Services LLC$1,00007-01-2010
Chase Randolph CrumpLPL Financial LLCCapital One Investment Services LLC05-03-2010
Ryan Christopher WeiseEdward JonesCapital One Investment Services LLC01-22-2010

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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