Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Dain DuplechainArete Wealth Management, LLCChase Investment Services Corp.$50010-22-2012
Damien Anthony BurgessAmeritas Investment Corp.Chase Investment Services Corp.03-01-2012
Reginald James WheelerGWFS Equities, Inc.Chase Investment Services Corp.01-03-2012
David Scott PerkinsEdward JonesChase Investment Services Corp.$5010-07-2011
April L BoninLPL Financial LLCChase Investment Services Corp.10-04-2011
Chad P DusangMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-18-2011
Chantel Georgette AymondMetLife Securities Inc.Chase Investment Services Corp.06-03-2011
Elizabeth A KidoorBancorpSouth Investment Services, Inc.Chase Investment Services Corp.05-23-2011
Joseph Gerard FalgoustLincoln Financial Advisors CorporationChase Investment Services Corp.05-11-2011
Belinda Lewis BatisteAmeriprise Financial Services, Inc.Chase Investment Services Corp.$104-29-2011
Matthew Michael KeatorRaymond James Financial Services, Inc.Chase Investment Services Corp.$10004-11-2011
Michael Hank MorvantLPL Financial LLCChase Investment Services Corp.$2502-17-2011
Darren Michael OlivioRaymond James Financial Services, Inc.Chase Investment Services Corp.$5009-07-2010
Christopher Garlan WhiteLPL Financial LLCChase Investment Services Corp.$1,00009-01-2010
John Ollie Leatherwood IVLPL Financial LLCChase Investment Services Corp.$1,00006-01-2010
BENJAMIN LATROY ROBINSONOneAmerica Securities, Inc.Chase Investment Services Corp.05-27-2010
Daniel M Abraham Jr.VALIC Financial Advisors, Inc.Chase Investment Services Corp.05-24-2010
Thomas Paul Treuting Jr.Ameriprise Financial Services, Inc.Chase Investment Services Corp.$5004-30-2010
Brandon Edward WorleyLPL Financial LLCChase Investment Services Corp.$5004-01-2010
Troy James TempletEdward JonesChase Investment Services Corp.04-01-2010
David R RobertPetersen Investments, Inc.CHASE INVESTMENT SERVICES CORP.03-16-2010
Wesley Kyle PerkinsPurshe Kaplan Sterling InvestmentsChase Investment Services Corp.12-04-2009
Charles Francis Boagni IVLPL Financial LLCChase Investment Services Corp.$1311-24-2009
Philip Bryan MayeuxLPL Financial LLCChase Investment Services Corp.$111-24-2009
Tuan Ray LeachLPL Financial LLCChase Investment Services Corp.11-24-2009
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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