Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Dain DuplechainArete Wealth Management, LLCChase Investment Services Corp.$50010-22-2012
David Scott PerkinsEdward JonesChase Investment Services Corp.$5010-07-2011
Belinda Lewis BatisteAmeriprise Financial Services, LLCChase Investment Services Corp.04-29-2011
Matthew Michael KeatorRaymond James Financial Services, Inc.Chase Investment Services Corp.$10004-11-2011
Michael Hank MorvantLPL Financial LLCChase Investment Services Corp.$2502-17-2011
Darren Michael OlivioRaymond James Financial Services, Inc.Chase Investment Services Corp.$5009-07-2010
Christopher Garlan WhiteLPL Financial LLCChase Investment Services Corp.$1,00009-01-2010
John Ollie LeatherwoodLPL Financial LLCChase Investment Services Corp.$1,00006-01-2010
Daniel M Abraham JrVALIC Financial Advisors, Inc.Chase Investment Services Corp.05-24-2010
Thomas Paul Treuting JrAmeriprise Financial Services, LLCChase Investment Services Corp.04-30-2010
Brandon Edward WorleyLPL Financial LLCChase Investment Services Corp.$5004-01-2010
Vincent Francis LauerLPL Financial LLCChase Investment Services Corp.$1,00011-24-2009
Tuan Ray LeachLPL Financial LLCChase Investment Services Corp.11-24-2009
Philip Bryan MayeuxLPL Financial LLCChase Investment Services Corp.11-24-2009
Charles Francis Boagni IvLPL Financial LLCChase Investment Services Corp.$1311-24-2009

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.