Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Dain DuplechainArete Wealth Management, LLCChase Investment Services Corp.10-22-2012
Damien Anthony BurgessAmeritas Investment Company, LLCChase Investment Services Corp.03-01-2012
Reginald J WheelerGWFS Equities, Inc.Chase Investment Services Corp.01-03-2012
David Scott PerkinsEdward JonesChase Investment Services Corp.10-07-2011
April L BoninLPL Financial LLCChase Investment Services Corp.10-04-2011
Chad P. DusangMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-18-2011
Chantel G. AymondMetLife Securities Inc.Chase Investment Services Corp.06-03-2011
Elizabeth A. KidoorBancorpSouth Investment Services, Inc.Chase Investment Services Corp.05-23-2011
Joseph Gerard FalgoustLincoln Financial Advisors CorporationChase Investment Services Corp.05-11-2011
Belinda Lewis BatisteAmeriprise Financial Services, LLCChase Investment Services Corp.$5004-29-2011
Matthew Michael KeatorRaymond James Financial Services, Inc.Chase Investment Services Corp.04-11-2011
Michael Hank MorvantLPL Financial LLCChase Investment Services Corp.02-17-2011
Darren Michael OlivioRaymond James Financial Services, Inc.Chase Investment Services Corp.09-07-2010
Christopher Garlan WhiteLPL Financial LLCChase Investment Services Corp.09-01-2010
John Ollie Leatherwood IVLPL Financial LLCChase Investment Services Corp.06-01-2010
Benjamin Latroy RobinsonOneAmerica Securities, Inc.Chase Investment Services Corp.05-27-2010
Daniel M Abraham Jr.VALIC Financial Advisors, Inc.Chase Investment Services Corp.05-24-2010
Thomas Paul Treuting Jr.Ameriprise Financial Services, LLCChase Investment Services Corp.$1004-30-2010
Brandon Edward WorleyLPL Financial LLCChase Investment Services Corp.04-01-2010
Troy James TempletEdward JonesChase Investment Services Corp.04-01-2010
David R RobertPetersen Investments, Inc.Chase Investment Services Corp.$2503-16-2010
Wesley Kyle PerkinsPurshe Kaplan Sterling InvestmentsChase Investment Services Corp.12-04-2009
Vincent Francis LauerLPL Financial LLCChase Investment Services Corp.11-24-2009
Tuan Ray LeachLPL Financial LLCChase Investment Services Corp.11-24-2009
Philip Bryan MayeuxLPL Financial LLCChase Investment Services Corp.11-24-2009
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.