Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
April L BoninLPL Financial LLCChase Investment Services Corp.10-04-2011
Belinda Lewis BatisteAmeriprise Financial Services, Inc.Chase Investment Services Corp.$50004-29-2011
BENJAMIN LATROY ROBINSONOneAmerica Securities, Inc.Chase Investment Services Corp.05-27-2010
Brandon Edward WorleyLPL Financial LLCChase Investment Services Corp.$10004-01-2010
Chad Alan CreelLPL Financial LLCChase Investment Services Corp.10-19-2009
Chad P DusangMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-18-2011
Chantel Georgette AymondMetLife Securities Inc.Chase Investment Services Corp.06-03-2011
Charles Francis Boagni IVLPL Financial LLCChase Investment Services Corp.$13011-24-2009
Christopher Garlan WhiteLPL Financial LLCChase Investment Services Corp.$10009-01-2010
Damien Anthony BurgessAmeritas Investment Corp.Chase Investment Services Corp.03-01-2012
Daniel M Abraham Jr.VALIC Financial Advisors, Inc.Chase Investment Services Corp.05-24-2010
Darren Michael OlivioRaymond James Financial Services, Inc.Chase Investment Services Corp.$50009-07-2010
David R RobertPetersen Investments, Inc.Chase Investment Services Corp.$25003-16-2010
David Scott PerkinsEdward JonesChase Investment Services Corp.$50010-07-2011
Elizabeth A KidoorBancorpSouth Investment Services, Inc.Chase Investment Services Corp.$50005-23-2011
Flynn Eriksson AuxtMetLife Securities Inc.Chase Investment Services Corp.08-17-2009
George PopovMorgan Keegan & Company, Inc.Chase Investment Services Corp.06-17-2009
Greg Emmanuel Mancina IIIVALIC Financial Advisors, Inc.Chase Investment Services Corp.11-02-2009
Jesse M DuhonEssex National Securities, LLCChase Investment Services Corp.07-30-2009
John Ollie Leatherwood IVLPL Financial LLCChase Investment Services Corp.$10006-01-2010
Joseph Dain DuplechainArete Wealth Management, LLCChase Investment Services Corp.$50010-22-2012
Joseph Gerard FalgoustLincoln Financial Advisors CorporationChase Investment Services Corp.05-11-2011
Matthew Michael KeatorRaymond James Financial Services, Inc.Chase Investment Services Corp.$10004-11-2011
Michael Hank MorvantLPL Financial LLCChase Investment Services Corp.$25002-17-2011
Nicole Sause FawleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-01-2009
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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