Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron F YohnLPL Financial LLCEdward Jones02-15-2013
Abby Lauren DueittMML Investors Services, LLCEdward Jones12-18-2018
Alden Gerard HagardornAmeriprise Financial Services, Inc.Edward Jones$10009-03-2010
Alfred E. CookJ.P. Morgan Securities LLCEdward Jones11-28-2017
Allen Joel IstreLPL Financial LLCEdward Jones11-26-2012
Allen Paul Berard Jr.Hancock Whitney Investment Services Inc.Edward Jones01-03-2017
Andrew L. DuckworthJ.P. Morgan Securities LLCEdward Jones07-16-2018
Arthur Hammond ScottAmeriprise Financial Services, Inc.Edward Jones$10009-14-2012
Blake Peter Bergeron Jr.LPL Financial LLCEdward Jones06-23-2011
Brian David BerryCetera Investment Services LLCEdward Jones08-01-2011
Burnette Paul JuneauLPL Financial LLCEdward Jones08-26-2013
Case Michael TerrebonneLPL Financial LLCEdward Jones$25012-10-2012
Chad Michael James LibuttiAllstate Financial Services, LLCEdward Jones10-25-2018
Charles Raffus Duplechain IIHancock Whitney Investment Services Inc.Edward Jones05-23-2017
Chelsea Posey GrissomRaymond James & Associates, Inc.Edward Jones11-28-2018
Cherie E Laiche1st Global Capital Corp.Edward Jones$25012-20-2012
Christopher SteinsholtAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Cullen G. HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-16-2015
Daniel M Ledet IIChase Investment Services Corp.Edward Jones08-15-2011
Daniel PoynotVALIC Financial Advisors, Inc.Edward Jones04-15-2014
David Harley JonesHilltop Securities Independent Network Inc.Edward Jones$10001-25-2013
David LalandeProEquities, Inc.Edward Jones01-27-2011
David Patrick GuilletNorthwestern Mutual Investment Services, LLCEdward Jones05-08-2009
David Patrick NadeauLPL Financial LLCEdward Jones02-01-2015
David Perry IndestAmeriprise Financial Services, Inc.Edward Jones$15002-15-2013
Next Page »

Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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