Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane Paul MayeuxPark Avenue Securities LLCJ.P. Morgan Securities LLC$5005-25-2018
Parker Christian LapeyreMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-30-2017
David Boatner LongNYLIFE Securities LLCJ.P. Morgan Securities LLC09-26-2017
Lorenzo Charles TreadwayPelican Wealth ManagementJ.P. Morgan Securities LLC08-28-2017
Howard Gilford Johnson IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10007-21-2017
BRENTSON SANFORD BOWLINLevel Four Advisory ServicesJ.P. Morgan Securities LLC07-03-2017
Mary Mccowen LeblancMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-29-2017
Michael Alphen HebertW&S Brokerage Services, Inc.J.P. Morgan Securities LLC03-17-2017
Richard Nereaux Burtt IIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-02-2017
Angelique Guidry ManneMorgan StanleyJ.P. Morgan Securities LLC$2511-10-2016
Christopher Michael RogersInfinex Investments, Inc.J.P. Morgan Securities LLC11-10-2016
Brian Dayries WynneGWM Advisors, LLCJ.P. Morgan Securities LLC11-07-2016
Chad Daniel DufreneLPL Financial LLCJ.P. Morgan Securities LLC$5010-27-2016
Christopher Michael KennyLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
David Benton TurnageLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
John William RovettoGWM Advisors, LLCJ.P. Morgan Securities LLC10-27-2016
Tristram Sanborn MillardLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Walter Marcel GundlachLPL Financial LLCJ.P. Morgan Securities LLC$110-27-2016
Chad Michael AucoinEdward JonesJ.P. Morgan Securities LLC$10009-01-2016
Brady J AymondMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-06-2016
Jared Vincent LabueHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC$2506-20-2016
Michael David ThieryLPL Financial LLCJ.P. Morgan Securities LLC03-04-2016
Jason Lee TiserRaymond James & Associates, Inc.J.P. Morgan Securities LLC$109-25-2015
Peter Michael SteffensRaymond James & Associates, Inc.J.P. Morgan Securities LLC$109-04-2015
Elmo Zornes IIIUBS Financial Services Inc.J.P. Morgan Securities LLC08-21-2015
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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