Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Christopher MylettNYLIFE Securities LLCJ.P. Morgan Securities LLC12-03-2019
Stephens McVeaHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC08-29-2019
Statton FrankMorgan StanleyJ.P. Morgan Securities LLC07-29-2019
Marcos MedinaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-11-2019
Jeffrey Scott HoltzclawHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC$10006-13-2019
Alvaro Steven PaizLPL Financial LLCJ.P. Morgan Securities LLC04-18-2019
William James NunnHorizon Financial Planning LLCJ.P. Morgan Securities LLC04-15-2019
Bryan S. HayesHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC03-26-2019
Donald Giuseppe MarinoInfinex Investments, Inc.J.P. Morgan Securities LLC02-20-2019
Janelle R. DaleyBankers Life Securities, Inc.J.P. Morgan Securities LLC11-13-2018
Kaleb James TalbotKestra Investment Services, LLCJ.P. Morgan Securities LLC11-01-2018
Michael Paul BartonUBS Financial Services Inc.J.P. Morgan Securities LLC$10007-05-2018
Margaret Adele ColemanHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC06-06-2018
SHANE PAUL MAYEUXPark Avenue Securities LLCJ.P. Morgan Securities LLC$50005-25-2018
Katy Lynn HaneAvantax Investment Services, Inc.J.P. Morgan Securities LLC03-02-2018
Parker Christian LapeyreMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-30-2017
David Boatner LongNYLIFE Securities LLCJ.P. Morgan Securities LLC09-26-2017
Lorenzo Charles TreadwayPelican Wealth ManagementJ.P. Morgan Securities LLC08-28-2017
Indy JonesUBS Financial Services Inc.J.P. Morgan Securities LLC08-22-2017
Howard Gilford Johnson IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC$77007-21-2017
BRENTSON SANFORD BOWLINLevel Four Advisory ServicesJ.P. Morgan Securities LLC07-03-2017
Mary Margaret LeblancMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-29-2017
Michael Alphen HebertW&S Brokerage Services, Inc.J.P. Morgan Securities LLC$50003-17-2017
Richard Nereaux Burtt IIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC03-02-2017
Angelique Guidry ManneMorgan StanleyJ.P. Morgan Securities LLC$25011-10-2016
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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