Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael KingAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-06-2015
Chad Michael AucoinEdward JonesJ.P. Morgan Securities LLC$10009-01-2016
John William RovettoGWM Advisors, LLCJ.P. Morgan Securities LLC10-27-2016
Stephens McVeaHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC08-29-2019
Jeffrey Scott HoltzclawHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC06-13-2019
Bryan S. HayesHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC03-26-2019
Katy Lynn HaneHD Vest Investment ServicesJ.P. Morgan Securities LLC03-02-2018
William James NunnHorizon Financial Planning LLCJ.P. Morgan Securities LLC04-15-2019
Donald Giuseppe MarinoInfinex Investments, Inc.J.P. Morgan Securities LLC02-20-2019
Alvaro Steven PaizLPL Financial LLCJ.P. Morgan Securities LLC04-18-2019
Walter Marcel GundlachLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Christopher Michael KennyLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Tristram Sanborn MillardLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Chad Daniel DufreneLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
David Benton TurnageLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Carol W GarciaLPL Financial LLCJ.P. Morgan Securities LLC05-19-2015
Mary Margaret LeblancMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-29-2017
Sarah Elizabeth HornsbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-28-2012
Angelique Guidry ManneMorgan StanleyJ.P. Morgan Securities LLC11-10-2016
Scott Edmund SalvailMorgan StanleyJ.P. Morgan Securities LLC10-13-2014
Marguerite Claudia KnightMorgan StanleyJ.P. Morgan Securities LLC$15005-06-2011
Shane Paul MayeuxPark Avenue Securities LLCJ.P. Morgan Securities LLC$5005-25-2018
Lorenzo Charles TreadwayPelican Wealth ManagementJ.P. Morgan Securities LLC08-28-2017
Howard Gilford Johnson IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC$7707-21-2017
Jason Lee TiserRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-25-2015
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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