Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shaun Arthur BurnsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15003-13-2009
James Alexander Poche IIIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10003-13-2009
Kevin Francis KnoblochWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-13-2009
Marguerite Claudia KnightMorgan StanleyJ.P. Morgan Securities LLC$15005-06-2011
Sarah Elizabeth HornsbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-28-2012
Benjamin Paul ThibodeauxState Farm VP Management Corp.J.P. Morgan Securities LLC09-10-2013
Scott Edmund SalvailMorgan StanleyJ.P. Morgan Securities LLC10-13-2014
Christopher Michael KingAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-06-2015
Carol W GarciaLPL Financial LLCJ.P. Morgan Securities LLC05-19-2015
Elmo Zornes IIIUBS Financial Services Inc.J.P. Morgan Securities LLC08-21-2015
Peter Michael SteffensRaymond James & Associates, Inc.J.P. Morgan Securities LLC$1009-04-2015
Jason Lee TiserRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-25-2015
Chad Michael AucoinEdward JonesJ.P. Morgan Securities LLC$10009-01-2016
Walter Marcel GundlachLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Christopher Michael KennyLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Tristram Sanborn MillardLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Chad Daniel DufreneLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
John William RovettoGWM Advisors, LLCJ.P. Morgan Securities LLC10-27-2016
David Benton TurnageLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Angelique Guidry ManneMorgan StanleyJ.P. Morgan Securities LLC11-10-2016
Richard Nereaux Burtt IIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-02-2017
Mary Margaret LeblancMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-29-2017
Howard Gilford Johnson IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC$7707-21-2017
Lorenzo Charles TreadwayPelican Wealth ManagementJ.P. Morgan Securities LLC08-28-2017
Katy Lynn HaneHD Vest Investment ServicesJ.P. Morgan Securities LLC03-02-2018
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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