Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Perry GreeneHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC02-11-2014
Alvaro Steven PaizLPL Financial LLCJ.P. Morgan Securities LLC04-18-2019
Angelique Guidry ManneMorgan StanleyJ.P. Morgan Securities LLC$25011-10-2016
Anthony Clyde GrayEdward JonesJ.P. Morgan Securities LLC07-17-2013
Benjamin M CaplanLevel Four Advisory ServicesJ.P. Morgan Securities LLC04-14-2015
Benjamin Paul ThibodeauxState Farm VP Management Corp.J.P. Morgan Securities LLC09-10-2013
Brady J AymondMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-06-2016
BRENTSON SANFORD BOWLINLevel Four Advisory ServicesJ.P. Morgan Securities LLC07-03-2017
Brett Michael DalessandroEssex National Securities, LLCJ.P. Morgan Securities LLC03-11-2015
Brian Dayries WynneGWM Advisors, LLCJ.P. Morgan Securities LLC11-07-2016
Brian Joseph FlynnLPL Financial LLCJ.P. Morgan Securities LLC$50007-03-2013
Bridget Ann HalingMorgan StanleyJ.P. Morgan Securities LLC05-30-2013
Bryan S. HayesHancock Whitney Investment Services Inc.J.P. Morgan Securities LLC03-26-2019
Byron G PrejeanNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC11-09-2012
Carol W GarciaLPL Financial LLCJ.P. Morgan Securities LLC05-19-2015
Chad Daniel DufreneLPL Financial LLCJ.P. Morgan Securities LLC$50010-27-2016
Chad Michael AucoinEdward JonesJ.P. Morgan Securities LLC$10009-01-2016
Christopher Michael KennyLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
Christopher Michael KingAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-06-2015
Christopher Michael RogersInfinex Investments, Inc.J.P. Morgan Securities LLC11-10-2016
Clinton Mckinley HurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-28-2012
David Benton TurnageLPL Financial LLCJ.P. Morgan Securities LLC10-27-2016
David Boatner LongNYLIFE Securities LLCJ.P. Morgan Securities LLC09-26-2017
Deborah Ann WagleyCapital One Investment Services LLCJ.P. Morgan Securities LLC10-01-2014
Donald Giuseppe MarinoInfinex Investments, Inc.J.P. Morgan Securities LLC02-20-2019
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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