Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
Toby John LafontCWM, LLCLPL Financial LLC03-20-2019
Brian Joseph FlynnAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Lori Ann DeckerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Samuel Joseph Marino Jr.Ameriprise Financial Services, Inc.LPL Financial LLC$102-21-2019
Michael David ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Sharon Ann McleanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
John Thomas HassellHassell Wealth ManagementLPL Financial LLC10-15-2018
Daniel Mark ToupsHancock Whitney Investment Services Inc.LPL Financial LLC06-26-2018
Nicole Alt PalmerPalmer Wealth Management LLCLPL Financial LLC07-05-2017
Thomas Allen EvansNYLIFE Securities LLCLPL Financial LLC06-28-2017
Angela Louise DenhamMorgan StanleyLPL Financial LLC$5006-15-2017
Micah J LillichMorgan StanleyLPL Financial LLC06-15-2017
Stephanie Barousse KellyGWM Advisors, LLCLPL Financial LLC05-31-2017
Bruce Andrew EisenSummit Brokerage Services, Inc.LPL Financial LLC$5005-11-2017
Fred Alton Palmer IIIPalmer Wealth Management LLCLPL Financial LLC02-21-2017
Todd Joseph MelerineCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Michael Anthony BonfantiBonfanti Investment Services, LLCLPL Financial LLC10-10-2016
Katherine Elizabeth CucciaForesters Financial Services, Inc.LPL Financial LLC08-10-2016
Kevin VidrineAdvisor.InvestmentsLPL Financial LLC04-12-2016
Allen Joel IstreEdward JonesLPL Financial LLC02-12-2016
Megan B FrostAmeriprise Financial Services, Inc.LPL Financial LLC11-16-2015
Christopher S St GermainPurshe Kaplan Sterling InvestmentsLPL Financial LLC$4009-24-2015
Dee D BecquetAhrens Investment Partners, LLCLPL Financial LLC08-20-2015
Next Page »

Showing 1 to 25 of 60 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.