Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Sherman GautreauxHarger and Company, Inc.LPL Financial LLC09-01-2020
Mauri Alan TurnerSecurities America, Inc.LPL Financial LLC$2507-27-2020
David RauHornor, Townsend & Kent, LLCLPL Financial LLC04-07-2020
Michael Robert SpielmannCambridge Investment Research, Inc.LPL Financial LLC$2501-17-2020
Cody Louis DelcambreCambridge Investment Research, Inc.LPL Financial LLC01-17-2020
Constance L GreenHornor, Townsend & Kent, LLCLPL Financial LLC12-04-2019
Robert Baucum AnglinTucker Asset Management LLCLPL Financial LLC12-02-2019
James Christopher BayardCapital South Wealth Management, LLCLPL Financial LLC$2509-04-2019
Ryan Christopher GisclairCapital South Wealth Management, LLCLPL Financial LLC09-04-2019
Michael Gilbert HacklerCetera Advisors LLCLPL Financial LLC08-01-2019
Christian Bradley VardamanCharles Schwab & Co., Inc.LPL Financial LLC06-17-2019
Marc Arnaud MiranneAmeriprise Financial Services, LLCLPL Financial LLC$5006-04-2019
Toby John LafontCWM, LLCLPL Financial LLC$2503-20-2019
Robert Nolan DumasCWM, LLCLPL Financial LLC$2503-20-2019
Christopher Michael AdamsCWM, LLCLPL Financial LLC$703-19-2019
Chad Michael OlivierCWM, LLCLPL Financial LLC$5003-19-2019
Austin James DeleryCetera Advisor Networks LLCLPL Financial LLC03-19-2019
Jeffrey Draughon Joseph Bollinger Jr Michael Upton Samuel Marino Jr Brian Flynn Stanley Bollinger Crissy Shirley John Lenahan and Lori DeckerAmeriprise Financial Services, LLCLPL Financial LLC$63302-21-2019
Joseph Oscar Bollinger JrAmeriprise Financial Services, LLCLPL Financial LLC02-21-2019
Michael Thomas UptonAmeriprise Financial Services, LLCLPL Financial LLC$5002-21-2019
Jeffrey Lee DraughonAmeriprise Financial Services, LLCLPL Financial LLC02-21-2019
Crissy Puckett ShirleyAmeriprise Financial Services, LLCLPL Financial LLC$1,00002-21-2019
John Ellis LenahanAmeriprise Financial Services, LLCLPL Financial LLC02-21-2019
Stanley Kent BollingerAmeriprise Financial Services, LLCLPL Financial LLC02-21-2019
Brian Joseph FlynnAmeriprise Financial Services, LLCLPL Financial LLC$5002-21-2019
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.