Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
Toby John LafontCWM, LLCLPL Financial LLC03-20-2019
Brian Joseph FlynnAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Lori Ann DeckerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Samuel Joseph Marino Jr.Ameriprise Financial Services, Inc.LPL Financial LLC$102-21-2019
Michael David ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Sharon Ann McleanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
John Thomas HassellHassell Wealth ManagementLPL Financial LLC10-15-2018
Daniel Mark ToupsHancock Whitney Investment Services Inc.LPL Financial LLC06-26-2018
Nicole Alt PalmerPalmer Wealth Management LLCLPL Financial LLC07-05-2017
Thomas Allen EvansNYLIFE Securities LLCLPL Financial LLC06-28-2017
Angela Louise DenhamMorgan StanleyLPL Financial LLC$5006-15-2017
Micah J LillichMorgan StanleyLPL Financial LLC06-15-2017
Stephanie Barousse KellyGWM Advisors, LLCLPL Financial LLC05-31-2017
Bruce Andrew EisenSummit Brokerage Services, Inc.LPL Financial LLC$5005-11-2017
Fred Alton Palmer IIIPalmer Wealth Management LLCLPL Financial LLC02-21-2017
Todd Joseph MelerineCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Michael Anthony BonfantiBonfanti Investment Services, LLCLPL Financial LLC10-10-2016
Katherine Elizabeth CucciaForesters Financial Services, Inc.LPL Financial LLC08-10-2016
Kevin VidrineAdvisor.InvestmentsLPL Financial LLC04-12-2016
Allen Joel IstreEdward JonesLPL Financial LLC02-12-2016
Megan B FrostAmeriprise Financial Services, Inc.LPL Financial LLC11-16-2015
Christopher S St GermainPurshe Kaplan Sterling InvestmentsLPL Financial LLC$4009-24-2015
Dee D BecquetAhrens Investment Partners, LLCLPL Financial LLC08-20-2015
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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