Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Christopher BayardCapital South Wealth Management, LLCLPL Financial LLC09-04-2019
Ryan Christopher GisclairCapital South Wealth Management, LLCLPL Financial LLC09-04-2019
Marc Arnaud MiranneAmeriprise Financial Services, Inc.LPL Financial LLC$5006-04-2019
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
Christopher Michael AdamsCWM, LLCLPL Financial LLC03-19-2019
Crissy Puckett ShirleyAmeriprise Financial Services, Inc.LPL Financial LLC$1,00002-21-2019
Jeffrey Lee DraughonAmeriprise Financial Services, Inc.LPL Financial LLC$10002-21-2019
Joseph Oscar BollingerAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Michael Thomas UptonAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Brian Joseph FlynnAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
John Ellis LenahanAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Stanley Kent BollingerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Lori Ann DeckerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Samuel Joseph Marino Jr.Ameriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Michael D. ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Sharon A. McLeanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
John Thomas HassellHassell Wealth ManagementLPL Financial LLC10-15-2018
Daniel Mark ToupsHancock Whitney Investment Services Inc.LPL Financial LLC06-26-2018
Nicole Alt PalmerPalmer Wealth Management LLCLPL Financial LLC07-05-2017
Thomas Allen EvansNYLIFE Securities LLCLPL Financial LLC06-28-2017
Angela Louise DenhamMorgan StanleyLPL Financial LLC$5006-15-2017
Micah J. LillichMorgan StanleyLPL Financial LLC06-15-2017
Bruce Andrew EisenSummit Brokerage Services, Inc.LPL Financial LLC$5005-11-2017
Fred Alton Palmer IIIPalmer Wealth Management LLCLPL Financial LLC02-21-2017
Michael Anthony BonfantiBonfanti Investment Services, LLCLPL Financial LLC10-10-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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