Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin VidrineAdvisor.InvestmentsLPL Financial LLC04-12-2016
Allen Joel IstreEdward JonesLPL Financial LLC02-12-2016
Dee Douglas BecquetAhrens Investment Partners, LLCLPL Financial LLC08-20-2015
Christopher S. St GermainAhrens Investment Partners, LLCLPL Financial LLC08-18-2015
Ronald Paul LegeAhrens Investment Partners, LLCLPL Financial LLC08-18-2015
Edward Scott SheaAhrens Investment Partners, LLCLPL Financial LLC08-18-2015
Scott Edward BordelonSecurities America, Inc.LPL Financial LLC$5007-09-2015
William James WhiteheadEdward JonesLPL Financial LLC06-19-2015
Andrew M. PendergrassArgent Advisors, Inc.LPL Financial LLC06-02-2015
Ralph Carroll Freibert IIIAmeriprise Financial Services, Inc.LPL Financial LLC$2503-13-2015
Gary L. BoothRaymond James Financial Services, Inc.LPL Financial LLC02-20-2015
Anthony Enrique BirdMML Investors Services, LLCLPL Financial LLC$1001-07-2015
Blake Peter Bergeron Jr.Raymond James & Associates, Inc.LPL Financial LLC11-14-2014
Erin Kyla DolanWells Fargo Clearing Services, LLCLPL Financial LLC11-14-2013
Patrick David TaylorStrategic Financial Concepts, LLCLPL Financial LLC05-15-2012
Leonard Joseph NelsonStrategic Financial Concepts, LLCLPL Financial LLC05-15-2012
John Damon StewartGeneos Wealth Management, Inc.LPL Financial LLC$5004-27-2012
John William Reeder Jr.Geneos Wealth Management, Inc.LPL Financial LLC04-27-2012
Joseph Frederick Godchaux Jr.Arete Wealth Management, LLCLPL Financial LLC02-20-2012
Jackie D. GoulasArete Wealth Management, LLCLPL Financial LLC02-20-2012
Benton Thomas AyoHancock Whitney Investment Services Inc.LPL Financial LLC12-27-2011
Xavier J. AngelMML Investors Services, LLCLPL Financial LLC08-26-2011
Corey P. LuckettRaymond James Financial Services, Inc.LPL Financial LLC02-10-2010
Carma J. O'SullivanJ.P. Morgan Securities LLCLPL Financial LLC$20007-20-2009
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Showing 26 to 49 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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