Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexandra A HassellHassell Wealth ManagementLPL Financial LLC10-15-2018
Allen Joel IstreEdward JonesLPL Financial LLC02-12-2016
Andrew Keith HoffmanSecurities America, Inc.LPL Financial LLC$10007-09-2015
Andrew M. PendergrassArgent Advisors, Inc.LPL Financial LLC06-02-2015
Angela Louise DenhamMorgan StanleyLPL Financial LLC$50006-15-2017
Anthony Enrique BirdMML Investors Services, LLCLPL Financial LLC$10001-07-2015
Arthur Smith IIFirst Allied SecuritiesLPL Financial LLC$8006-22-2016
Austin James DeleryCetera Advisor Networks LLCLPL Financial LLC03-19-2019
Benjamin Frank Bourgeois Jr.Commonwealth Financial NetworkLPL Financial LLC05-29-2015
Benjamin Latroy RobinsonChase Investment Services Corp.LPL Financial LLC08-28-2009
Benjamin M CaplanLPL Financial LLCLPL Financial LLC04-10-2015
Benton Thomas AyoHancock Whitney Investment Services Inc.LPL Financial LLC$50012-27-2011
Blake Peter Bergeron Jr.Raymond James & Associates, Inc.LPL Financial LLC$10011-14-2014
Brent Madison LeighFirst Allied Securities, Inc.LPL Financial LLC03-10-2014
Brent Raymond GrahamKestra Investment Services, LLCLPL Financial LLC$25008-01-2017
Brent Wayne WhiddonBeam Asset Management, LLCLPL Financial LLC10-31-2012
Brian Joseph FlynnAmeriprise Financial Services, Inc.LPL Financial LLC$50002-21-2019
Bruce Andrew EisenSummit Brokerage Services, Inc.LPL Financial LLC$50005-11-2017
Carma J. O'SullivanJ.P. Morgan Securities LLCLPL Financial LLC$20007-20-2009
Chad Alan CreelRaymond James Financial Services, Inc.LPL Financial LLC02-20-2015
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneJPMorgan Chase & Co.LPL Financial LLC$1,40010-27-2016
Chad Michael OlivierCWM, LLCLPL Financial LLC03-19-2019
Charles Bradford BoothRaymond James Financial Services, Inc.LPL Financial LLC$50002-20-2015
Charles Eugene BryanSecurities America, Inc.LPL Financial LLC$10007-09-2015
Charles Joseph AbboudInfinex Investments, Inc.LPL Financial LLC$10003-15-2018
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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