Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Xavier J. AngelRoyal Alliance Associates, Inc.MML Investors Services, LLC11-11-2019
Anthony Thomas EatonHancock Whitney Investment Services Inc.MML Investors Services, LLC07-08-2019
Lee P. SandersPark Avenue Securities LLCMML Investors Services, LLC05-06-2019
Michael E. ChastainPark Avenue Securities LLCMML Investors Services, LLC04-25-2019
Ronald Michael ChapotonPruco Securities, LLC.MML Investors Services, LLC11-20-2018
David Elton SmithCambridge Investment Research, Inc.MML Investors Services, LLC06-02-2017
Donald George Scully Jr.The O.N. Equity Sales CompanyMML Investors Services, LLC07-21-2015
Eugenio Salvatore ChiericiAmeriprise Financial Services, LLCMML Investors Services, LLC05-29-2014
John Albert Stuart Jr.OneAmerica Securities, Inc.MML Investors Services, LLC04-04-2014
Michael Domingue1st Global Capital Corp.MML Investors Services, LLC01-29-2014
Lonnie Allen LecompteMML Investors Services, LLCMML Investors Services, LLC04-04-2012
Michael John FulcoNYLIFE Securities LLCMML Investors Services, LLC03-31-2010
Stewart Ryan ShieldsLPL Financial LLCMML Investors Services, LLC05-28-2009
Jeffrey David BruceLPL Financial LLCMML Investors Services, LLC03-24-2009
Robert Reynolds SteinfeldStratos Wealth Partners, LtdMML Investors Services, LLC$1012-20-2017

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.