Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Scott Gwatney Jr.AE Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
Megan G. Feulner HauserAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2017
William Bruce MulveyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
James Donovan MulveyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
Chad P. DusangAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2012
Jennifer Brennecke GerarveAmeritas Investment Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-19-2015
Christopher D McFaddenAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Alana A. SealsAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2013
Richard S. DanielsonBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-14-2016
Douglas C TateBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2016
John F RobinsonCapital One Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2013
Mark Edward ChachereCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-15-2015
Richard Paul EisnerCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Terry HastingsCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2015
Christopher Garlan WhiteChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2009
John Marlon DoumiteCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20005-28-2009
Michael Joseph ZatarainEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2019
Christopher SteinsholtEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2015
Stephen Carroll Smith Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2009
Christopher G. WentworthEssex National Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2016
Peter Michael SteffensFBT Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2009
Daniel Whalen FrickFMP Wealth AdvisersMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-05-2012
Scott Lindsay DeupreeGoss AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-30-2018
Benjamin R. JamesGoss AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Andrew Raymond FalloH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.