Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ira Feld, David WeinsteinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$67506-01-2016
Ira Ross Feld, David Weinstein, Sergio D Collette, Brandon ChagnardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-01-2016
Thomas Christopher FordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-20-2015
Scott Riordan PotterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-01-2014
Walter Michel AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2013
Powell Smith Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-03-2012
Frank Allan WoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-03-2012
Henry Owen CholMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-03-2012
Jim HarrisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$40005-25-2012
Evan Richard JacobsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-07-2011
Oscar Enrique Hurtado, Luis Felipe Del SolarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-31-2010
Daniel Marcus HudsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2009
Jonathan D NidaNida and Montgomery Wealth AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2015
Claire C. FriedrichsRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$8003-22-2013
Michael Matthew MinvielleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Willis Anthony LovellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$18103-11-2019
Preston Joseph PerezRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1706-04-2018
Stephen J. GreenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Wiley Richard GardnerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-20-2015
John Oadus WhiteRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-20-2015
Tara Ellen HammackRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2013
Claire Cofer FriedrichsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-22-2013
Lee Henderson, George Hutter, Megan Giardina, Christine Shea, Patrick KunglRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37206-17-2019
Lee Siegal HendersonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-17-2019
George R. HutterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
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Showing 26 to 50 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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