Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Callen Schramm, Heather SchrammStratos Wealth PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$15503-20-2014
Callen Charles SchrammStratos Wealth Partners, LtdMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2014
Heather M. SchrammLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2014
Edgar Mason Rudolph IIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2014
Charles Hunter H. RudolphUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2014
Scott Riordan PotterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-01-2014
Ryan Samuel IstreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2014
John E. CarrollLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$13011-17-2014
Jarrett Edward CohenJECohen & Co., LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2015
Jennifer Brennecke GerarveAmeritas Investment Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1002-19-2015
Wiley Richard GardnerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-20-2015
John Oadus WhiteRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-20-2015
Thomas Christopher FordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-20-2015
Charles GuilbaultWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2015
Charles Vogts Guilbault Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2015
Jonathan D NidaNida and Montgomery Wealth AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2015
Ira Feld, David WeinsteinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$67506-01-2016
Ira Ross Feld, David Weinstein, Sergio D Collette, Brandon ChagnardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-01-2016
Nicole Sause FawleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2016
Richard S. DanielsonBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-14-2016
Douglas C TateBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2016
Chad A. MillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2016
Stephens McVeaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2016
Shawn Allen Loy, Rhonda G. LoyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2017
Clint Lee Harris Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2017
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Showing 26 to 50 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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