Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Michael SteffensFBT Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2009
Richard Hayes Pipes Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-20-2009
Randyl James RatcliffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2009
Eilesia Mcgivney DixonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-23-2009
Denis PoljakMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-01-2009
Davor PoljakMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2009
Stephen Carroll Smith Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2009
Thomas Andrew PrudeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2009
Richard Paul EisnerCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
John Raiford Godbee IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-05-2009
Steven Eugene MorganJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2009
John Marlon DoumiteCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20005-28-2009
David Emile HeltzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2009
Andrew Raymond FalloH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2009
Clinton Mckinley HurstJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2009
Christopher Garlan WhiteChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2009
Daniel Marcus HudsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-18-2009
Daniel J HudsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2010
Oscar Enrique HurtadoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-31-2010
Luis Felipe Del SolarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2010
Rita B LessardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2010
William Howard ZimmermannHIMCO Distribution Services CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-01-2010
Patricia Jane LejeuneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2010
Evan Richard JacobsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-07-2011
Tyler Walsh McgeeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2011
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.