Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam F. HewittJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2018
Alana A. SealsAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2013
Albert Truman Vanveckhoven IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Andre Paul DugasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2013
Andrew Gerrets NecaiseRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Andrew Raymond FalloH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2009
Anthony Enrique BirdLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1012-04-2012
Anthony P. RagusaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-13-2012
Aundeah Joann KearneyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Benjamin R. JamesGoss AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Blake Lee KymenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-09-2011
Brad J. HanksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-03-2012
Brady AymondHancock Whitney Investment Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2017
Brandon Avery DuncanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-10-2014
Brandon ChagnardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-01-2016
Callen Charles SchrammLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-20-2014
Catherine Watts MittonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-24-2020
Chad A. MillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2016
Chad P. DusangAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2012
Charles Hunter H. RudolphUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2014
Charles Vogts Guilbault Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2015
Christine SheaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Christopher D McFaddenAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Christopher G. WentworthEssex National Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2016
Christopher Garlan WhiteChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2009
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.