Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard D. Clements Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-07-2012
Richard Hayes Pipes Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-20-2009
Richard S. DanielsonBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-14-2016
Ryan Samuel IstreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2014
Scott Lindsay DeupreeGWM Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Scott Riordan PotterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-01-2014
Shawn Allen Loy, Rhonda G. LoyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2017
Stephen J. GreenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Stephens McVeaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2016
Tara Ellen HammackRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2013
Thomas Christopher FordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-20-2015
Thomas Andrew PrudeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2009
Walter Michel AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2013
Wiley Richard GardnerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-20-2015
William Bruce MulveyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2013
Willis Anthony LovellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$18103-11-2019
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Showing 51 to 66 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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