Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Siegal HendersonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50006-17-2019
Megan G. Feulner HauserAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-24-2017
Clint Lee Harris Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-10-2017
Nicole Sause FawleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-15-2016
Ira Ross FeldMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-01-2016
Charles Vogts Guilbault Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50007-02-2015
Scott Riordan PotterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-01-2014
Tara Ellen HammackRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50011-18-2013
Richard D. Clements Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50009-07-2012
Mark Kevin CarrierLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-15-2012
Blake Lee KymenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50012-09-2011
Steven Eugene MorganJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-06-2009
Richard Paul EisnerCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50004-20-2009
Denis PoljakMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-01-2009
Eilesia Mcgivney DixonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50002-23-2009
Chad David, S.J. 'Jimbo' Robertson Jr., Chelsea SmithUBS Financial Services Inc. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$35006-18-2015
Brandon ChagnardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25006-01-2016
John Raiford Godbee IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-05-2009
Stephen Gorham ShaddockMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20008-03-2012
John Marlon DoumiteCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20005-28-2009
Thomas Andrew PrudeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-03-2009
Willis Anthony LovellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$18103-11-2019
Preston Joseph PerezRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$17006-04-2018
Rhonda G. LoyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-10-2017
Brandon Avery DuncanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-10-2014
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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