Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Enrique BirdLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2012
Michael Lamar LevySterne, Agee & Leach, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2012
David Benton TurnageJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2012
Michael Chase BlackWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2012
Richard D Clements Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-07-2012
Johnny Van OsborneEssex National Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2012
Daniel Whalen FrickFMP Wealth AdvisersMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2012
M. Kevin Kevin CarrierLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2012
William Wilkeson ReadLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2012
Frank Allan WoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-03-2012
Henry Owen CholMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-03-2012
Powell Smith Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-03-2012
Chad P DusangAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2012
Anthony P. RagusaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-13-2012
Gertrude Mary PiperRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2012
Cynthia Strong ThompsonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-30-2012
Blake Lee KymenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2011
Tyler Walsh McgeeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2011
Evan Richard JacobsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00007-07-2011
Patricia Jane LejeuneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2010
William Howard ZimmermannHIMCO Distribution Services CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2010
Rita B LessardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2010
Daniel J HudsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2010
Daniel Marcus HudsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-18-2009
Christopher Garlan WhiteChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2009
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Showing 51 to 75 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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