Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Marcus HudsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2009
Oscar Enrique Hurtado, Luis Felipe Del SolarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-31-2010
Evan Richard JacobsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-07-2011
Jim HarrisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$40005-25-2012
Powell Smith Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-03-2012
Frank Allan WoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-03-2012
Henry Owen CholMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-03-2012
Walter Michel AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2013
Scott Riordan PotterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-01-2014
Thomas Christopher FordMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-20-2015
Ira Feld, David WeinsteinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$67506-01-2016
Ira Ross Feld, David Weinstein, Sergio D Collette, Brandon ChagnardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-01-2016
Nicole Sause FawleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2016
Chad A. MillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2016
Shawn Allen Loy, Rhonda G. LoyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2017

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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