Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Thomas GorresLPL Financial LLCMetLife Securities Inc.12-14-2016
Robert Gilbert GossleeSignator Investors, Inc.MetLife Securities Inc.10-10-2016
Roy Francis LissarragueOneAmerica Securities, Inc.MetLife Securities Inc.05-20-2016
John Michael Domingo Jr.Ameritas Investment Corp.MetLife Securities Inc.04-15-2016
Christopher John HitzmanAmeriprise Financial Services, Inc.MetLife Securities Inc.$101-21-2014
Ray Paul Hebert Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.$2501-17-2014
Kirk Michael BlaiseLPL Financial LLCMetLife Securities Inc.$2501-10-2014
William Sherman Quinn Jr.Pruco Securities, LLC.MetLife Securities Inc.11-26-2013
Albert Frederick Peterson IIIPruco Securities, LLC.MetLife Securities Inc.11-19-2013
Julian Herman Good Jr.ValMark Securities, Inc.MetLife Securities Inc.$5010-04-2013
Edmund Whitfield Holmes IIIPruco Securities, LLC.MetLife Securities Inc.08-21-2013
Keith Owen JonesVoya Financial Advisors, Inc.MetLife Securities Inc.08-07-2013
Chadrick KennedyTransamerica Financial Advisors, IncMetLife Securities Inc.04-29-2013
Michael K RhodesMorgan StanleyMetLife Securities Inc.04-24-2013
Natalie Natal TatjeCetera Advisor Networks LLCMetLife Securities Inc.03-01-2013
Guy Rainer Broussard IIIRaymond James Financial Services, Inc.MetLife Securities Inc.$10005-18-2012
Flynn Eriksson AuxtOneAmerica Securities, Inc.MetLife Securities Inc.04-05-2012
Jason Paul SietaOneAmerica Securities, Inc.MetLife Securities Inc.06-01-2011
James Neal OwenAmeritas Investment Corp.MetLife Securities Inc.03-02-2011
Jeremy Alan ParkerEssex National Securities, LLCMetLife Securities Inc.04-01-2010
Michael Scott MartinDorsey & Company, Inc.MetLife Securities Inc.$112-23-2009
Aaron David WinsteinChase Investment Services Corp.MetLife Securities Inc.12-04-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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